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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRLB icon
926
Protolabs
PRLB
$2.21B
$20K ﹤0.01%
133
-65
-33% -$9.17K
RBA icon
927
RB Global
RBA
$16B
$20K ﹤0.01%
300
-9
-3% -$596
ROL icon
928
Rollins
ROL
$17.4B
$20K ﹤0.01%
520
-8
-2% -$310
WK icon
929
Workiva
WK
$4.01B
$20K ﹤0.01%
223
-3
-1% -$211
JTD
930
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$20K ﹤0.01%
1,421
– –
APO icon
931
Apollo Global Management
APO
$84.8B
$19K ﹤0.01%
400
+82
+26% +$3.66K
FBND icon
932
Fidelity Total Bond ETF
FBND
$27.4B
$19K ﹤0.01%
361
+27
+8% +$1.47K
GM icon
933
General Motors
GM
$75.8B
$19K ﹤0.01%
457
– –
PPLI
934
People Inc
PPLI
$3.01B
$19K ﹤0.01%
+191
New +$14.6K
INFY icon
935
Infosys
INFY
$50.3B
$19K ﹤0.01%
1,165
-966
-45% -$14.8K
LII icon
936
Lennox International
LII
$14.5B
$19K ﹤0.01%
70
-1
-1% -$284
NTES icon
937
NetEase
NTES
$78.5B
$19K ﹤0.01%
200
– –
NULV icon
938
Nuveen ESG Large-Cap Value ETF
NULV
$2.29B
$19K ﹤0.01%
585
-4,536
-89% -$142K
RELX icon
939
RELX
RELX
$60.4B
$19K ﹤0.01%
807
+150
+23% +$3.44K
SMG icon
940
ScottsMiracle-Gro
SMG
$3.59B
$19K ﹤0.01%
98
– –
TDOC icon
941
Teladoc Health
TDOC
$1.26B
$19K ﹤0.01%
96
-2
-2% -$407
TM icon
942
Toyota
TM
$223B
$19K ﹤0.01%
127
– –
VYMI icon
943
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$19K ﹤0.01%
315
– –
WAT icon
944
Waters Corp
WAT
$40.6B
$19K ﹤0.01%
80
– –
CBRL icon
945
Cracker Barrel
CBRL
$1.31B
$18K ﹤0.01%
137
– –
DGX icon
946
Quest Diagnostics
DGX
$26.1B
$18K ﹤0.01%
155
-29
-16% -$3.54K
ETV
947
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$18K ﹤0.01%
1,175
– –
HERO icon
948
Global X Video Games & Esports ETF
HERO
$66.8M
$18K ﹤0.01%
607
+14
+2% +$396
INSP icon
949
Inspire Medical Systems
INSP
$1.68B
$18K ﹤0.01%
100
– –
JLL icon
950
Jones Lang LaSalle
JLL
$17B
$18K ﹤0.01%
128
– –
36 37
38
39 40

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.