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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
926
A.O. Smith
AOS
$8.49B
$10K ﹤0.01%
274
– –
APO icon
927
Apollo Global Management
APO
$84.8B
$10K ﹤0.01%
318
+25
+9% +$1.07K
AVNT icon
928
Avient
AVNT
$4.23B
$10K ﹤0.01%
549
+3
+0.5% +$84
BFAM icon
929
Bright Horizons
BFAM
$3.85B
$10K ﹤0.01%
+100
New +$14.7K
STEX
930
Streamex Corp
STEX
$90.3M
$10K ﹤0.01%
243
– –
ESGR
931
DELISTED
Enstar Group
ESGR
$10K ﹤0.01%
67
-9
-12% -$1.65K
EXPO icon
932
Exponent
EXPO
$3.24B
$10K ﹤0.01%
149
– –
FOXA icon
933
Fox Class A
FOXA
$27.5B
$10K ﹤0.01%
442
– –
GSHD icon
934
Goosehead Insurance
GSHD
$2.39B
$10K ﹤0.01%
240
– –
GWRE icon
935
Guidewire Software
GWRE
$15.2B
$10K ﹤0.01%
135
-9
-6% -$940
HCA icon
936
HCA Healthcare
HCA
$89.1B
$10K ﹤0.01%
+114
New +$14.8K
ITA icon
937
iShares US Aerospace & Defense ETF
ITA
$14.9B
$10K ﹤0.01%
144
-3,496
-96% -$358K
KEX icon
938
Kirby Corp
KEX
$7.26B
$10K ﹤0.01%
239
-282
-54% -$19.2K
KXI icon
939
iShares Global Consumer Staples ETF
KXI
$1.07B
$10K ﹤0.01%
+212
New +$11.2K
LW icon
940
Lamb Weston
LW
$7.39B
$10K ﹤0.01%
185
+1
+0.5% +$82
MLN icon
941
VanEck Long Muni ETF
MLN
$684M
$10K ﹤0.01%
500
– –
MOAT icon
942
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$10K ﹤0.01%
242
– –
MOO icon
943
VanEck Agribusiness ETF
MOO
$972M
$10K ﹤0.01%
200
– –
MRNA icon
944
Moderna
MRNA
$25.4B
$10K ﹤0.01%
+336
New +$7.73K
MSM icon
945
MSC Industrial Direct
MSM
$6.77B
$10K ﹤0.01%
200
– –
PCTY icon
946
Paylocity
PCTY
$8.1B
$10K ﹤0.01%
114
+47
+70% +$5.9K
P
947
Everpure Inc
P
$39B
$10K ﹤0.01%
874
– –
PZA icon
948
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$10K ﹤0.01%
400
– –
RODM icon
949
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$10K ﹤0.01%
472
– –
SCS
950
DELISTED
Steelcase
SCS
$10K ﹤0.01%
1,050
+1,000
+2,000% +$16.5K
36 37
38
39 40

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.