We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFG icon
926
Principal Financial Group
PFG
$24.3B
$16K ﹤0.01%
300
– –
PHM icon
927
Pultegroup
PHM
$24.6B
$16K ﹤0.01%
434
– –
RELX icon
928
RELX
RELX
$62.3B
$16K ﹤0.01%
657
– –
RSPM icon
929
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$16K ﹤0.01%
+720
New +$16K
SCHA icon
930
Schwab U.S Small- Cap ETF
SCHA
$23B
$16K ﹤0.01%
876
-1,012
-54% -$18.3K
SRVR icon
931
Pacer Data & Infrastructure Real Estate ETF
SRVR
$378M
$16K ﹤0.01%
500
+170
+52% +$5.37K
STX icon
932
Seagate
STX
$185B
$16K ﹤0.01%
273
– –
TECH icon
933
Bio-Techne
TECH
$11.2B
$16K ﹤0.01%
296
-40
-12% -$2.1K
TRP icon
934
TC Energy
TRP
$65.4B
$16K ﹤0.01%
300
– –
WST icon
935
West Pharmaceutical
WST
$25B
$16K ﹤0.01%
107
-26
-20% -$3.79K
BIP icon
936
Brookfield Infrastructure Partners
BIP
$17.6B
$15K ﹤0.01%
516
-618
-54% -$18.5K
BKD icon
937
Brookdale Senior Living
BKD
$3.26B
$15K ﹤0.01%
2,167
– –
CGNX icon
938
Cognex
CGNX
$10.8B
$15K ﹤0.01%
282
– –
DON icon
939
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$15K ﹤0.01%
413
-1,935
-82% -$71.6K
DXJ icon
940
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$15K ﹤0.01%
284
– –
EPP icon
941
iShares MSCI Pacific ex Japan ETF
EPP
$2.27B
$15K ﹤0.01%
328
– –
ESGR
942
DELISTED
Enstar Group
ESGR
$15K ﹤0.01%
76
– –
ETR icon
943
Entergy
ETR
$49.3B
$15K ﹤0.01%
254
– –
EZU icon
944
iShare MSCI Eurozone ETF
EZU
$9.89B
$15K ﹤0.01%
367
-1,865
-84% -$75.5K
FNF icon
945
Fidelity National Financial
FNF
$13.1B
$15K ﹤0.01%
357
-140
-28% -$6.21K
GDDY icon
946
GoDaddy
GDDY
$11.6B
$15K ﹤0.01%
225
+5
+2% +$331
GWRE icon
947
Guidewire Software
GWRE
$14.5B
$15K ﹤0.01%
144
– –
LW icon
948
Lamb Weston
LW
$7.14B
$15K ﹤0.01%
184
– –
MSM icon
949
MSC Industrial Direct
MSM
$6.84B
$15K ﹤0.01%
+200
New +$14.8K
NPO icon
950
Enpro
NPO
$6.97B
$15K ﹤0.01%
225
– –
36 37
38
39 40

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.