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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
926
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$13K ﹤0.01%
284
– –
EA
927
DELISTED
Electronic Arts
EA
$13K ﹤0.01%
129
+29
+29% +$2.76K
ESGR
928
DELISTED
Enstar Group
ESGR
$13K ﹤0.01%
+76
New +$13.2K
EXG icon
929
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$13K ﹤0.01%
1,645
-1,142
-41% -$9.3K
GNRC icon
930
Generac Holdings
GNRC
$12.5B
$13K ﹤0.01%
200
– –
GWRE icon
931
Guidewire Software
GWRE
$14.2B
$13K ﹤0.01%
138
– –
MOO icon
932
VanEck Agribusiness ETF
MOO
$973M
$13K ﹤0.01%
200
– –
MU icon
933
Micron Technology
MU
$991B
$13K ﹤0.01%
+346
New +$13.2K
P
934
Everpure Inc
P
$29.9B
$13K ﹤0.01%
874
– –
RWO icon
935
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$13K ﹤0.01%
274
– –
TDOC icon
936
Teladoc Health
TDOC
$1.3B
$13K ﹤0.01%
210
– –
VBK icon
937
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$13K ﹤0.01%
73
– –
VRSN icon
938
VeriSign
VRSN
$26.6B
$13K ﹤0.01%
63
-6
-9% -$1.18K
FGH
939
DELISTED
FG Group Holdings Inc.
FGH
$13K ﹤0.01%
4,075
-1,210
-23% -$3.19K
WBC
940
DELISTED
WABCO HOLDINGS INC.
WBC
$13K ﹤0.01%
103
-54
-34% -$7.12K
BSJJ
941
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$13K ﹤0.01%
559
-250
-31% -$5.99K
AL
942
DELISTED
Air Lease Corp
AL
$12K ﹤0.01%
+305
New +$11.6K
CVSA
943
Covista Inc
CVSA
$4.8B
$12K ﹤0.01%
275
– –
BCE icon
944
BCE
BCE
$21.2B
$12K ﹤0.01%
273
– –
BWXT icon
945
BWX Technologies
BWXT
$15.6B
$12K ﹤0.01%
245
– –
CGNX icon
946
Cognex
CGNX
$11.3B
$12K ﹤0.01%
269
+60
+29% +$2.88K
DFS
947
DELISTED
Discover Financial Services
DFS
$12K ﹤0.01%
166
– –
EMO
948
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$12K ﹤0.01%
277
– –
ETG
949
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$12K ﹤0.01%
800
– –
ETSY icon
950
Etsy
ETSY
$7.85B
$12K ﹤0.01%
200
– –
36 37
38
39 40

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.