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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
926
Take-Two Interactive
TTWO
$47.3B
$11K ﹤0.01%
124
– –
WOLF icon
927
Wolfspeed
WOLF
$1.55B
$11K ﹤0.01%
198
– –
WST icon
928
West Pharmaceutical
WST
$24.9B
$11K ﹤0.01%
105
– –
WRK
929
DELISTED
WestRock Company
WRK
$11K ﹤0.01%
310
– –
BKI
930
DELISTED
Black Knight, Inc. Common Stock
BKI
$11K ﹤0.01%
209
– –
MNDT
931
DELISTED
Mandiant, Inc. Common Stock
MNDT
$11K ﹤0.01%
677
-266
-28% -$4.48K
CERN
932
DELISTED
Cerner Corp
CERN
$11K ﹤0.01%
200
– –
BDCL
933
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$11K ﹤0.01%
795
– –
ISCA
934
DELISTED
International Speedway Corp
ISCA
$11K ﹤0.01%
260
– –
AGNC icon
935
AGNC Investment
AGNC
$12.7B
$10K ﹤0.01%
608
-104
-15% -$1.86K
AVNS
936
DELISTED
Avanos Medical
AVNS
$10K ﹤0.01%
237
– –
CGNX icon
937
Cognex
CGNX
$10.8B
$10K ﹤0.01%
209
– –
DRI icon
938
Darden Restaurants
DRI
$24.7B
$10K ﹤0.01%
90
-85
-49% -$9.32K
EA
939
DELISTED
Electronic Arts
EA
$10K ﹤0.01%
100
– –
GLOB icon
940
Globant
GLOB
$1.68B
$10K ﹤0.01%
151
– –
GNRC icon
941
Generac Holdings
GNRC
$12.3B
$10K ﹤0.01%
200
– –
GNTX icon
942
Gentex
GNTX
$5.03B
$10K ﹤0.01%
496
+133
+37% +$2.78K
HEZU icon
943
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$10K ﹤0.01%
345
– –
IBN icon
944
ICICI Bank
IBN
$108B
$10K ﹤0.01%
886
– –
LBTYK icon
945
Liberty Global Class C
LBTYK
$3.42B
$10K ﹤0.01%
448
-21
-4% -$497
MGEE icon
946
MGE Energy Inc
MGEE
$3.04B
$10K ﹤0.01%
150
– –
NEM icon
947
Newmont
NEM
$124B
$10K ﹤0.01%
304
– –
PEY icon
948
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$10K ﹤0.01%
610
– –
POOL icon
949
Pool Corp
POOL
$7.3B
$10K ﹤0.01%
+65
New +$10.1K
SCHP icon
950
Schwab US TIPS ETF
SCHP
$16.2B
$10K ﹤0.01%
386
– –
36 37
38
39 40

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.