We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRAA icon
926
PRA Group
PRAA
$755M
$9K ﹤0.01%
272
– –
RCI icon
927
Rogers Communications
RCI
$18.6B
$9K ﹤0.01%
+177
New +$9.05K
RYAAY icon
928
Ryanair
RYAAY
$31.3B
$9K ﹤0.01%
235
– –
SSRM icon
929
SSR Mining
SSRM
$6.48B
$9K ﹤0.01%
1,050
– –
TRU icon
930
TransUnion
TRU
$15.3B
$9K ﹤0.01%
126
+33
+35% +$2.45K
USFD icon
931
US Foods
USFD
$24B
$9K ﹤0.01%
300
– –
VLUE icon
932
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$9K ﹤0.01%
107
– –
WB icon
933
Weibo
WB
$1.95B
$9K ﹤0.01%
131
– –
WCC
934
WESCO International
WCC
$17.7B
$9K ﹤0.01%
150
– –
WLK icon
935
Westlake Corp
WLK
$9.9B
$9K ﹤0.01%
120
– –
WOLF icon
936
Wolfspeed
WOLF
$1.71B
$9K ﹤0.01%
248
– –
BKI
937
DELISTED
Black Knight, Inc. Common Stock
BKI
$9K ﹤0.01%
186
– –
COR
938
DELISTED
Coresite Realty Corporation
COR
$9K ﹤0.01%
89
+31
+53% +$3.53K
PSXP
939
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$9K ﹤0.01%
178
– –
A icon
940
Agilent Technologies
A
$41.2B
$8K ﹤0.01%
123
+23
+23% +$1.52K
AMX icon
941
America Movil
AMX
$71.2B
$8K ﹤0.01%
500
– –
APA icon
942
APA Corp
APA
$13.2B
$8K ﹤0.01%
182
+3
+2% +$135
ASH icon
943
Ashland
ASH
$3.5B
$8K ﹤0.01%
97
– –
BAH icon
944
Booz Allen Hamilton
BAH
$9.15B
$8K ﹤0.01%
179
+37
+26% +$1.8K
BGY icon
945
BlackRock Enhanced International Dividend Trust
BGY
$529M
$8K ﹤0.01%
1,399
– –
BR icon
946
Broadridge
BR
$19B
$8K ﹤0.01%
67
– –
CHH icon
947
Choice Hotels
CHH
$4.8B
$8K ﹤0.01%
100
– –
EFG icon
948
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$8K ﹤0.01%
100
– –
EVH icon
949
Evolent Health
EVH
$447M
$8K ﹤0.01%
303
– –
FLC
950
Flaherty & Crumrine Total Return Fund
FLC
$175M
$8K ﹤0.01%
450
– –
36 37
38
39 40

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.