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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
926
Huntington Ingalls Industries
HII
$13B
$7K ﹤0.01%
28
-13
-32% -$3.22K
IBN icon
927
ICICI Bank
IBN
$108B
$7K ﹤0.01%
886
-123
-12% -$1.22K
IGOV icon
928
iShares International Treasury Bond ETF
IGOV
$1.53B
$7K ﹤0.01%
143
+3
+2% +$153
ISRG icon
929
Intuitive Surgical
ISRG
$138B
$7K ﹤0.01%
54
– –
IYY icon
930
iShares Dow Jones US ETF
IYY
$3.07B
$7K ﹤0.01%
+108
New +$7.38K
MD icon
931
Pediatrix Medical
MD
$2.12B
$7K ﹤0.01%
127
-24
-16% -$1.32K
MMS icon
932
Maximus
MMS
$2.92B
$7K ﹤0.01%
114
– –
OUSM icon
933
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$881M
$7K ﹤0.01%
+290
New +$7.67K
PGJ icon
934
Invesco Golden Dragon China ETF
PGJ
$99.9M
$7K ﹤0.01%
155
-100
-39% -$4.81K
P
935
Everpure Inc
P
$33.1B
$7K ﹤0.01%
374
– –
RELX icon
936
RELX
RELX
$62B
$7K ﹤0.01%
346
-144
-29% -$3.11K
SBS icon
937
Sabesp
SBS
$18.4B
$7K ﹤0.01%
3,429
+1,207
+54% +$2.59K
SCHG icon
938
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$7K ﹤0.01%
824
+64
+8% +$590
UBSI icon
939
United Bankshares
UBSI
$6.55B
$7K ﹤0.01%
+200
New +$7.24K
UNFI icon
940
United Natural Foods
UNFI
$2.81B
$7K ﹤0.01%
168
– –
VMBS icon
941
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$7K ﹤0.01%
143
+53
+59% +$2.74K
VOD icon
942
Vodafone
VOD
$36.4B
$7K ﹤0.01%
262
+17
+7% +$506
VRTX icon
943
Vertex Pharmaceuticals
VRTX
$132B
$7K ﹤0.01%
46
– –
WPP icon
944
WPP
WPP
$5.73B
$7K ﹤0.01%
89
– –
EQIN
945
Columbia U.S. Equity Income ETF
EQIN
$314M
$7K ﹤0.01%
251
+16
+7% +$482
MRO
946
DELISTED
Marathon Oil Corporation
MRO
$7K ﹤0.01%
444
-864
-66% -$14.4K
RAD
947
DELISTED
Rite Aid Corporation
RAD
$7K ﹤0.01%
210
+50
+31% +$1.98K
FRC
948
DELISTED
First Republic Bank
FRC
$7K ﹤0.01%
79
-15
-16% -$1.38K
WAGE
949
DELISTED
WageWorks, Inc.
WAGE
$7K ﹤0.01%
157
– –
LION
950
DELISTED
Fidelity Southern Corporation
LION
$7K ﹤0.01%
328
+2
+0.6% +$47
36 37
38
39 40

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.