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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYA icon
926
Liberty Global Class A
LBTYA
$3.64B
$7K ﹤0.01%
199
– –
M icon
927
Macy's
M
$6.62B
$7K ﹤0.01%
313
– –
MAT icon
928
Mattel
MAT
$4.2B
$7K ﹤0.01%
485
– –
MHK icon
929
Mohawk Industries
MHK
$9.15B
$7K ﹤0.01%
27
– –
MYD
930
DELISTED
BlackRock MuniYield Fund
MYD
$7K ﹤0.01%
512
– –
RGA icon
931
Reinsurance Group of America
RGA
$16B
$7K ﹤0.01%
+45
New +$6.81K
SHG icon
932
Shinhan Financial Group
SHG
$35.5B
$7K ﹤0.01%
158
– –
TYL icon
933
Tyler Technologies
TYL
$12.7B
$7K ﹤0.01%
40
– –
VOD icon
934
Vodafone
VOD
$37.4B
$7K ﹤0.01%
245
-218
-47% -$6.53K
VRNT
935
DELISTED
Verint Systems
VRNT
$7K ﹤0.01%
334
-10
-3% -$215
WES icon
936
Western Midstream Partners
WES
$19.4B
$7K ﹤0.01%
199
– –
WSO icon
937
Watsco Inc
WSO
$13.6B
$7K ﹤0.01%
45
– –
WST icon
938
West Pharmaceutical
WST
$25B
$7K ﹤0.01%
77
– –
YPF icon
939
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.4B
$7K ﹤0.01%
348
– –
FLG
940
Flagstar Bank National Association
FLG
$5.86B
$7K ﹤0.01%
193
– –
BECN
941
DELISTED
Beacon Roofing Supply, Inc.
BECN
$7K ﹤0.01%
122
– –
LION
942
DELISTED
Fidelity Southern Corporation
LION
$7K ﹤0.01%
326
+1
+0.3% +$22
LVNTA
943
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$7K ﹤0.01%
142
– –
XLYS
944
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$7K ﹤0.01%
+115
New +$7K
XLFS
945
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$7K ﹤0.01%
+132
New +$7K
AMLP icon
946
Alerian MLP ETF
AMLP
$12.9B
$6K ﹤0.01%
120
-40
-25% -$2.14K
APTV icon
947
Aptiv
APTV
$10.2B
$6K ﹤0.01%
76
+51
+204% +$4.86K
ASH icon
948
Ashland
ASH
$3.33B
$6K ﹤0.01%
97
– –
BBN icon
949
BlackRock Taxable Municipal Bond Trust
BBN
$987M
$6K ﹤0.01%
300
– –
CGNX icon
950
Cognex
CGNX
$11.5B
$6K ﹤0.01%
114
-42
-27% -$2.67K
36 37
38
39 40

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.