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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORBC
926
DELISTED
ORBCOMM, Inc.
ORBC
$7K ﹤0.01%
+644
New +$7.13K
ALRM icon
927
Alarm.com
ALRM
$2.85B
$6K ﹤0.01%
129
– –
ASH icon
928
Ashland
ASH
$3.49B
$6K ﹤0.01%
97
– –
CHH icon
929
Choice Hotels
CHH
$4.81B
$6K ﹤0.01%
100
– –
DLB icon
930
Dolby
DLB
$5.78B
$6K ﹤0.01%
105
– –
GLOB icon
931
Globant
GLOB
$1.61B
$6K ﹤0.01%
+151
New +$6.23K
GRFS
932
Grifois
GRFS
$5.42B
$6K ﹤0.01%
313
– –
IGOV icon
933
iShares International Treasury Bond ETF
IGOV
$1.54B
$6K ﹤0.01%
130
+4
+3% +$197
INTU icon
934
Intuit
INTU
$88.9B
$6K ﹤0.01%
43
– –
ISRG icon
935
Intuitive Surgical
ISRG
$134B
$6K ﹤0.01%
54
-450
-89% -$49K
KVHI icon
936
KVH Industries
KVHI
$156M
$6K ﹤0.01%
+569
New +$6.21K
LBTYA icon
937
Liberty Global Class A
LBTYA
$3.6B
$6K ﹤0.01%
199
– –
M icon
938
Macy's
M
$6.68B
$6K ﹤0.01%
313
– –
MAN icon
939
ManpowerGroup
MAN
$2.63B
$6K ﹤0.01%
50
– –
MDY icon
940
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$6K ﹤0.01%
20
– –
MHK icon
941
Mohawk Industries
MHK
$9.21B
$6K ﹤0.01%
27
– –
NVDA icon
942
NVIDIA
NVDA
$5.42T
$6K ﹤0.01%
+1,400
New +$5.82K
RYAAY icon
943
Ryanair
RYAAY
$31.3B
$6K ﹤0.01%
163
– –
SDOG icon
944
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$6K ﹤0.01%
144
+1
+0.7% +$43
SPXC icon
945
SPX Corp
SPXC
$10.8B
$6K ﹤0.01%
208
– –
TT icon
946
Trane Technologies
TT
$106B
$6K ﹤0.01%
74
+1
+1% +$88
UAA icon
947
Under Armour
UAA
$2.6B
$6K ﹤0.01%
393
– –
UNFI icon
948
United Natural Foods
UNFI
$2.85B
$6K ﹤0.01%
168
– –
VVV icon
949
Valvoline
VVV
$4.51B
$6K ﹤0.01%
266
– –
WU icon
950
Western Union
WU
$2.21B
$6K ﹤0.01%
312
-2,000
-87% -$38.1K
36 37
38
39 40

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.