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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVTY
926
DELISTED
Invuity, Inc
IVTY
$7K ﹤0.01%
1,000
+100
+11% +$777
LVNTA
927
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$7K ﹤0.01%
142
-16
-10% -$837
PRXL
928
DELISTED
Parexel International Corp
PRXL
$7K ﹤0.01%
89
– –
WPZ
929
DELISTED
Williams Partners L.P.
WPZ
$7K ﹤0.01%
179
– –
KNGT
930
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$7K ﹤0.01%
200
– –
ASH icon
931
Ashland
ASH
$3.31B
$6K ﹤0.01%
97
-101
-51% -$6.42K
BBN icon
932
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$6K ﹤0.01%
300
– –
BCX icon
933
BlackRock Resources & Commodities Strategy Trust
BCX
$906M
$6K ﹤0.01%
836
– –
CGNX icon
934
Cognex
CGNX
$11.9B
$6K ﹤0.01%
156
-100
-39% -$4.44K
CHH icon
935
Choice Hotels
CHH
$4.94B
$6K ﹤0.01%
100
– –
CXT icon
936
Crane NXT
CXT
$3.15B
$6K ﹤0.01%
227
– –
EQNR icon
937
Equinor
EQNR
$93.1B
$6K ﹤0.01%
369
-54
-13% -$926
EXLS icon
938
EXL Service
EXLS
$5.21B
$6K ﹤0.01%
600
-75
-11% -$757
FWONK icon
939
Liberty Media Series C
FWONK
$24.2B
$6K ﹤0.01%
173
+59
+52% +$1.96K
GRFS
940
Grifois
GRFS
$5.49B
$6K ﹤0.01%
313
-53
-14% -$1.11K
HDB icon
941
HDFC Bank
HDB
$123B
$6K ﹤0.01%
+304
New +$6.35K
IFF icon
942
International Flavors & Fragrances
IFF
$20.7B
$6K ﹤0.01%
48
-5
-9% -$678
IGOV icon
943
iShares International Treasury Bond ETF
IGOV
$1.54B
$6K ﹤0.01%
126
+6
+5% +$281
ITA icon
944
iShares US Aerospace & Defense ETF
ITA
$14.7B
$6K ﹤0.01%
84
– –
KMPR icon
945
Kemper
KMPR
$1.73B
$6K ﹤0.01%
180
– –
LBTYA icon
946
Liberty Global Class A
LBTYA
$3.72B
$6K ﹤0.01%
199
-19
-9% -$609
MAT icon
947
Mattel
MAT
$4.32B
$6K ﹤0.01%
+300
New +$6.78K
MDY icon
948
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$6K ﹤0.01%
20
– –
MHK icon
949
Mohawk Industries
MHK
$9.25B
$6K ﹤0.01%
27
-7
-21% -$1.65K
NCV
950
Virtus Convertible & Income Fund
NCV
$384M
$6K ﹤0.01%
247
– –
36 37
38
39 40

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.