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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFT
926
DELISTED
Weatherford International plc
WFT
$7K ﹤0.01%
1,176
– –
ELLI
927
DELISTED
Ellie Mae Inc
ELLI
$7K ﹤0.01%
76
– –
IVTY
928
DELISTED
Invuity, Inc
IVTY
$7K ﹤0.01%
900
+400
+80% +$2.92K
LVNTA
929
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$7K ﹤0.01%
158
-78
-33% -$3.34K
ZLTQ
930
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$7K ﹤0.01%
140
-5
-3% -$251
WPZ
931
DELISTED
Williams Partners L.P.
WPZ
$7K ﹤0.01%
179
– –
BBN icon
932
BlackRock Taxable Municipal Bond Trust
BBN
$988M
$6K ﹤0.01%
+300
New +$6.64K
CHH icon
933
Choice Hotels
CHH
$4.8B
$6K ﹤0.01%
100
– –
CPRT icon
934
Copart
CPRT
$27.6B
$6K ﹤0.01%
816
– –
DVA icon
935
DaVita
DVA
$11.5B
$6K ﹤0.01%
89
– –
EXLS icon
936
EXL Service
EXLS
$5.29B
$6K ﹤0.01%
675
– –
FR icon
937
First Industrial Realty Trust
FR
$8.43B
$6K ﹤0.01%
260
– –
GNTX icon
938
Gentex
GNTX
$5.09B
$6K ﹤0.01%
319
-457
-59% -$9.59K
GRFS
939
Grifois
GRFS
$5.47B
$6K ﹤0.01%
366
– –
IDLV icon
940
Invesco S&P International Developed Low Volatility ETF
IDLV
$347M
$6K ﹤0.01%
219
+4
+2% +$119
INTU icon
941
Intuit
INTU
$89.7B
$6K ﹤0.01%
54
– –
ITA icon
942
iShares US Aerospace & Defense ETF
ITA
$14.6B
$6K ﹤0.01%
+84
New +$6.18K
MDY icon
943
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$6K ﹤0.01%
20
– –
MIDU icon
944
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$75.7M
$6K ﹤0.01%
178
– –
MOO icon
945
VanEck Agribusiness ETF
MOO
$973M
$6K ﹤0.01%
128
– –
MTB icon
946
M&T Bank
MTB
$36.2B
$6K ﹤0.01%
41
– –
NCV
947
Virtus Convertible & Income Fund
NCV
$387M
$6K ﹤0.01%
247
– –
PNFP icon
948
Pinnacle Financial Partners Inc
PNFP
$16.1B
$6K ﹤0.01%
100
– –
RYAAY icon
949
Ryanair
RYAAY
$31.3B
$6K ﹤0.01%
185
-80
-30% -$2.65K
SDOG icon
950
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$6K ﹤0.01%
142
+2
+1% +$86
36 37
38
39 40

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.