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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLS
926
DELISTED
Staples Inc
SPLS
$6K ﹤0.01%
675
– –
KNGT
927
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$6K ﹤0.01%
200
– –
AMX icon
928
America Movil
AMX
$71.2B
$5K ﹤0.01%
421
– –
CC icon
929
Chemours
CC
$2.37B
$5K ﹤0.01%
245
-134
-35% -$2.75K
CHH icon
930
Choice Hotels
CHH
$4.8B
$5K ﹤0.01%
100
– –
CHRW icon
931
C.H. Robinson
CHRW
$17.5B
$5K ﹤0.01%
73
-90
-55% -$6.51K
CPRT icon
932
Copart
CPRT
$27.5B
$5K ﹤0.01%
816
– –
CXT icon
933
Crane NXT
CXT
$3.07B
$5K ﹤0.01%
+227
New +$5.5K
DBL
934
DoubleLine Opportunistic Credit Fund
DBL
$280M
$5K ﹤0.01%
218
– –
DVA icon
935
DaVita
DVA
$11.7B
$5K ﹤0.01%
89
– –
GRFS
936
Grifois
GRFS
$5.4B
$5K ﹤0.01%
366
– –
IGOV icon
937
iShares International Treasury Bond ETF
IGOV
$1.54B
$5K ﹤0.01%
112
+18
+19% +$844
IIM icon
938
Invesco Value Municipal Income Trust
IIM
$598M
$5K ﹤0.01%
+362
New +$5.43K
OPLN
939
Openlane
OPLN
$4.54B
$5K ﹤0.01%
341
-53
-13% -$846
KRG icon
940
Kite Realty
KRG
$5.36B
$5K ﹤0.01%
213
– –
MIDU icon
941
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$75.6M
$5K ﹤0.01%
178
-79
-31% -$2.3K
NOBL icon
942
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$5K ﹤0.01%
186
– –
IMDX
943
Insight Molecular Diagnostics
IMDX
$156M
$5K ﹤0.01%
43
– –
RWK icon
944
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$5K ﹤0.01%
100
– –
RWX icon
945
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$5K ﹤0.01%
140
-61
-30% -$2.33K
SDOG icon
946
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$5K ﹤0.01%
140
+1
+0.7% +$42
SRE icon
947
Sempra
SRE
$54.8B
$5K ﹤0.01%
+116
New +$5.91K
TLT icon
948
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$5K ﹤0.01%
43
– –
VOX icon
949
Vanguard Communication Services ETF
VOX
$5.76B
$5K ﹤0.01%
53
– –
WBD icon
950
Warner Bros
WBD
$67.1B
$5K ﹤0.01%
197
– –
36 37
38
39 40

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.