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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
926
Apollo Commercial Real Estate
ARI
$885M
$4K ﹤0.01%
300
– –
AWK icon
927
American Water Works
AWK
$26.9B
$4K ﹤0.01%
65
+8
+14% +$520
AZN icon
928
AstraZeneca
AZN
$250B
$4K ﹤0.01%
87
-50
-36% -$3K
BLW icon
929
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
+313
New +$4.42K
CGNX icon
930
Cognex
CGNX
$11.3B
$4K ﹤0.01%
256
– –
DEW icon
931
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
100
+14
+16% +$536
DSU icon
932
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
+436
New +$4.33K
ETY icon
933
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$4K ﹤0.01%
+440
New +$4.53K
EXG icon
934
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$4K ﹤0.01%
+495
New +$4.06K
GDX icon
935
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
– –
GT icon
936
Goodyear
GT
$1.85B
$4K ﹤0.01%
136
-655
-83% -$19.7K
HACK icon
937
Amplify Cybersecurity ETF
HACK
$2.91B
$4K ﹤0.01%
181
– –
HIW icon
938
Highwoods Properties
HIW
$3.47B
$4K ﹤0.01%
100
– –
LBRDA icon
939
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
69
– –
MAN icon
940
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
50
– –
MCR
941
DELISTED
MFS Charter Income Trust
MCR
$4K ﹤0.01%
+585
New +$4.56K
MTB icon
942
M&T Bank
MTB
$36.2B
$4K ﹤0.01%
41
– –
NOBL icon
943
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$4K ﹤0.01%
+186
New +$4.56K
PEG icon
944
Public Service Enterprise Group
PEG
$37.7B
$4K ﹤0.01%
96
– –
PINC
945
DELISTED
Premier
PINC
$4K ﹤0.01%
141
+41
+41% +$1.33K
PNFP icon
946
Pinnacle Financial Partners Inc
PNFP
$15.8B
$4K ﹤0.01%
100
– –
PNR icon
947
Pentair
PNR
$11B
$4K ﹤0.01%
122
– –
RWK icon
948
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$4K ﹤0.01%
100
– –
RWL icon
949
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$4K ﹤0.01%
100
– –
SCZ icon
950
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$4K ﹤0.01%
87
– –
36 37
38
39 40

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.