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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
926
Illumina
ILMN
$28.4B
$3K ﹤0.01%
28
– –
IOR
927
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
+456
New +$3.7K
LPLA icon
928
LPL Financial
LPLA
$28.6B
$3K ﹤0.01%
+79
New +$3.4K
MFC icon
929
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
PSO icon
930
Pearson
PSO
$9.9B
$3K ﹤0.01%
244
-37
-13% -$668
RWL icon
931
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$3K ﹤0.01%
100
– –
SRE icon
932
Sempra
SRE
$54.8B
$3K ﹤0.01%
62
-20
-24% -$984
ST icon
933
Sensata Technologies
ST
$6.79B
$3K ﹤0.01%
73
-4
-5% -$193
SSYS icon
934
Stratasys
SSYS
$774M
$3K ﹤0.01%
+130
New +$4.01K
THC icon
935
Tenet Healthcare
THC
$21.1B
$3K ﹤0.01%
101
– –
ULTA icon
936
Ulta Beauty
ULTA
$24.3B
$3K ﹤0.01%
+20
New +$3.29K
VOD icon
937
Vodafone
VOD
$37.4B
$3K ﹤0.01%
100
+15
+18% +$533
VOE icon
938
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$3K ﹤0.01%
37
-40
-52% -$3.55K
WCN
939
Waste Connections
WCN
$42B
$3K ﹤0.01%
+111
New +$3.59K
WTM icon
940
White Mountains Insurance
WTM
$5.13B
$3K ﹤0.01%
5
– –
WTW icon
941
Willis Towers Watson
WTW
$32B
$3K ﹤0.01%
31
+3
+11% +$356
JBTM
942
JBT Marel
JBTM
$6.39B
$3K ﹤0.01%
92
– –
BKCC
943
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
+400
New +$3.68K
NE
944
DELISTED
Noble Corporation
NE
$3K ﹤0.01%
300
+50
+20% +$629
BGG
945
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
181
– –
WBC
946
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
WFT
947
DELISTED
Weatherford International plc
WFT
$3K ﹤0.01%
333
-1,138
-77% -$11.5K
FCE.A
948
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$3K ﹤0.01%
177
– –
CVC
949
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$3K ﹤0.01%
110
-370
-77% -$10.1K
PDLI
950
DELISTED
PDL BioPharma, Inc.
PDLI
$3K ﹤0.01%
737
+20
+3% +$115
36 37
38
39 40

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6M
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RFA
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.