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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
926
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$0 ﹤0.01%
38
– –
MLR icon
927
Miller Industries
MLR
$620M
$0 ﹤0.01%
20
– –
MUR icon
928
Murphy Oil
MUR
$4.74B
$0 ﹤0.01%
2
– –
NTRS icon
929
Northern Trust
NTRS
$33.7B
$0 ﹤0.01%
7
– –
PAG icon
930
Penske Automotive Group
PAG
$14.2B
$0 ﹤0.01%
10
– –
PBR icon
931
Petrobras
PBR
$119B
$0 ﹤0.01%
32
– –
PEBK icon
932
Peoples Bancorp of North Carolina
PEBK
$229M
– –
-27,350
Closed -$388K
PGJ icon
933
Invesco Golden Dragon China ETF
PGJ
$97.9M
– –
-568
Closed -$17K
PHK
934
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
7
– –
PIPR icon
935
Piper Sandler
PIPR
$5.02B
$0 ﹤0.01%
20
– –
PLUG icon
936
Plug Power
PLUG
$2.89B
$0 ﹤0.01%
10
– –
PML
937
PIMCO Municipal Income Fund II
PML
$489M
$0 ﹤0.01%
7
– –
PRTA icon
938
Prothena Corp
PRTA
$449M
$0 ﹤0.01%
1
– –
RHI icon
939
Robert Half
RHI
$4.16B
$0 ﹤0.01%
5
– –
SAND
940
DELISTED
Sandstorm Gold
SAND
– –
-650
Closed -$4K
SBSW icon
941
Sibanye-Stillwater
SBSW
$7B
$0 ﹤0.01%
29
– –
SCHA icon
942
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$0 ﹤0.01%
16
– –
SCHB icon
943
Schwab US Broad Market ETF
SCHB
$44.5B
$0 ﹤0.01%
36
– –
SCHE icon
944
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$0 ﹤0.01%
5
– –
SCHF icon
945
Schwab International Equity ETF
SCHF
$68B
$0 ﹤0.01%
10
– –
SCHH icon
946
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
8
– –
SFST icon
947
Southern First Bancshares
SFST
$604M
– –
-292
Closed -$4K
SSB icon
948
SouthState Bank Corp
SSB
$10.5B
– –
-2,367
Closed -$148K
SSD icon
949
Simpson Manufacturing
SSD
$7.96B
$0 ﹤0.01%
10
– –
STRL icon
950
Sterling Infrastructure
STRL
$16.4B
$0 ﹤0.01%
+4
New +$34
36 37
38
39 40

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6M
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RFA
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.