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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Gartner
IT
$11.8B
| $28K | ﹤0.01% |
94
+28
| +42% | +$8.12K |
|
|
LCG
902
DELISTED
Sterling Capital Focus Equity ETF
LCG
| $28K | ﹤0.01% |
980
| – | – |
|
903
Grand Canyon Education
LOPE
$3.76B
| $28K | ﹤0.01% |
322
+18
| +6% | +$1.6K |
|
904
Newmont
NEM
$124B
| $28K | ﹤0.01% |
518
-939
| -64% | -$55.4K |
|
905
Silicon Laboratories
SLAB
$7.22B
| $28K | ﹤0.01% |
203
| – | – |
|
906
Virgin Galactic
SPCE
$498M
| $28K | ﹤0.01% |
56
| – | – |
|
907
Equinor
EQNR
$97.2B
| $27K | ﹤0.01% |
1,094
-137
| -11% | -$2.93K |
|
908
iShares MSCI Switzerland ETF
EWL
$2.23B
| $27K | ﹤0.01% |
596
+201
| +51% | +$9.98K |
|
909
AdvisorShares Ranger Equity Bear ETF
HDGE
$53M
| $27K | ﹤0.01% |
1,059
+895
| +546% | +$22K |
|
910
IDEX
IEX
$17.5B
| $27K | ﹤0.01% |
134
-92
| -41% | -$20.4K |
|
|
ILPT
911
Industrial Logistics Properties Trust
ILPT
$591M
| $27K | ﹤0.01% |
1,081
| – | – |
|
912
Nice
NICE
$5.95B
| $27K | ﹤0.01% |
98
+3
| +3% | +$832 |
|
913
RB Global
RBA
$16.6B
| $27K | ﹤0.01% |
451
| – | – |
|
914
Snap
SNAP
$9.32B
| $27K | ﹤0.01% |
367
+313
| +580% | +$22.6K |
|
915
Sempra
SRE
$55.9B
| $27K | ﹤0.01% |
442
+24
| +6% | +$1.58K |
|
|
TWO
916
Two Harbors Investment
TWO
$1.26B
| $27K | ﹤0.01% |
1,067
+533
| +100% | +$14K |
|
917
VeriSign
VRSN
$26B
| $27K | ﹤0.01% |
133
| – | – |
|
918
Warner Bros
WBD
$67.9B
| $27K | ﹤0.01% |
1,073
| – | – |
|
|
MDC
919
DELISTED
M.D.C. Holdings, Inc.
MDC
| $27K | ﹤0.01% |
590
| – | – |
|
|
HYLD
920
DELISTED
High Yield ETF
HYLD
| $27K | ﹤0.01% |
860
| – | – |
|
921
Brown & Brown
BRO
$23.9B
| $26K | ﹤0.01% |
485
+36
| +8% | +$2.01K |
|
922
Cracker Barrel
CBRL
$1.25B
| $26K | ﹤0.01% |
187
+52
| +39% | +$7.28K |
|
923
Ciena
CIEN
$54.9B
| $26K | ﹤0.01% |
518
-3,067
| -86% | -$170K |
|
924
WisdomTree True Developed International Fund
DOL
$843M
| $26K | ﹤0.01% |
552
| – | – |
|
925
Ferguson
FERG
$48.8B
| $26K | ﹤0.01% |
191
+103
| +117% | +$14.7K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.