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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
901
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$31K ﹤0.01%
381
+380
+38,000% +$29.3K
VXUS icon
902
Vanguard Total International Stock ETF
VXUS
$162B
$31K ﹤0.01%
496
– –
W icon
903
Wayfair
W
$14.1B
$31K ﹤0.01%
100
– –
XYLG icon
904
Global X S&P 500 Covered Call & Growth ETF
XYLG
$65.5M
$31K ﹤0.01%
+1,084
New +$30.5K
CVCO icon
905
Cavco Industries
CVCO
$4.57B
$30K ﹤0.01%
135
+123
+1,025% +$25.6K
GLOB icon
906
Globant
GLOB
$1.68B
$30K ﹤0.01%
149
– –
GRWG icon
907
GrowGeneration
GRWG
$89.5M
$30K ﹤0.01%
612
-738
-55% -$36.8K
HR icon
908
Healthcare Realty
HR
$6.56B
$30K ﹤0.01%
1,100
– –
LEA icon
909
Lear
LEA
$8.12B
$30K ﹤0.01%
170
+125
+278% +$21.1K
MCY icon
910
Mercury Insurance
MCY
$5.86B
$30K ﹤0.01%
500
– –
RWR icon
911
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$30K ﹤0.01%
326
– –
TDG icon
912
TransDigm Group
TDG
$68.7B
$30K ﹤0.01%
52
– –
UAL icon
913
United Airlines
UAL
$41B
$30K ﹤0.01%
535
– –
ZEUS
914
DELISTED
Olympic Steel
ZEUS
$30K ﹤0.01%
+1,029
New +$20K
BF.B icon
915
Brown-Forman Class B
BF.B
$12.9B
$29K ﹤0.01%
421
-3
-0.7% -$220
CNC icon
916
Centene
CNC
$32.1B
$29K ﹤0.01%
454
– –
EQIX icon
917
Equinix
EQIX
$102B
$29K ﹤0.01%
44
-10
-19% -$6.86K
NVST icon
918
Envista
NVST
$4.58B
$29K ﹤0.01%
+730
New +$27.8K
AEM icon
919
Agnico Eagle Mines
AEM
$92B
$28K ﹤0.01%
501
– –
EWJ icon
920
iShares MSCI Japan ETF
EWJ
$22.7B
$28K ﹤0.01%
418
– –
FCEL icon
921
FuelCell Energy
FCEL
$1.54B
$28K ﹤0.01%
+67
New +$35.9K
GWRE icon
922
Guidewire Software
GWRE
$14.7B
$28K ﹤0.01%
282
+27
+11% +$3.14K
PLTM icon
923
GraniteShares Platinum Shares
PLTM
$189M
$28K ﹤0.01%
+2,415
New +$27.7K
SBAC icon
924
SBA Communications
SBAC
$19.3B
$28K ﹤0.01%
102
+6
+6% +$1.59K
SLAB icon
925
Silicon Laboratories
SLAB
$7.22B
$28K ﹤0.01%
203
– –
35 36
37
38 39

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.