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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGI icon
901
UGI
UGI
$7.56B
$12K ﹤0.01%
487
– –
VGK icon
902
Vanguard FTSE Europe ETF
VGK
$31.1B
$12K ﹤0.01%
300
– –
AKTS
903
DELISTED
Akoustis Technologies Inc
AKTS
$12K ﹤0.01%
2,410
– –
CERN
904
DELISTED
Cerner Corp
CERN
$12K ﹤0.01%
201
– –
AAL icon
905
American Airlines Group
AAL
$9.97B
$11K ﹤0.01%
940
+939
+93,900% +$21.4K
BTT icon
906
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$11K ﹤0.01%
500
– –
CGNX icon
907
Cognex
CGNX
$10.4B
$11K ﹤0.01%
282
– –
DIAL icon
908
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$11K ﹤0.01%
579
-818
-59% -$16.8K
DXJ icon
909
WisdomTree Japan Hedged Equity Fund
DXJ
$7.55B
$11K ﹤0.01%
284
– –
EPP icon
910
iShares MSCI Pacific ex Japan ETF
EPP
$2.24B
$11K ﹤0.01%
328
– –
ERIE icon
911
Erie Indemnity
ERIE
$13.4B
$11K ﹤0.01%
79
-52
-40% -$8.38K
ETR icon
912
Entergy
ETR
$49.9B
$11K ﹤0.01%
254
– –
EZU icon
913
iShare MSCI Eurozone ETF
EZU
$9.96B
$11K ﹤0.01%
367
– –
KKR icon
914
KKR & Co
KKR
$103B
$11K ﹤0.01%
508
+92
+22% +$2.64K
MTB icon
915
M&T Bank
MTB
$36.6B
$11K ﹤0.01%
112
-1
-0.9% -$147
PUK icon
916
Prudential
PUK
$34.5B
$11K ﹤0.01%
472
– –
RSPM icon
917
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$11K ﹤0.01%
720
– –
SCHA icon
918
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$11K ﹤0.01%
876
– –
SCHP icon
919
Schwab US TIPS ETF
SCHP
$16.2B
$11K ﹤0.01%
386
– –
ST icon
920
Sensata Technologies
ST
$6.61B
$11K ﹤0.01%
408
– –
WOLF icon
921
Wolfspeed
WOLF
$1.64B
$11K ﹤0.01%
314
– –
WTW icon
922
Willis Towers Watson
WTW
$31B
$11K ﹤0.01%
65
– –
TWTR
923
DELISTED
Twitter, Inc.
TWTR
$11K ﹤0.01%
459
-1,247
-73% -$40.3K
ABEV icon
924
Ambev
ABEV
$43.8B
$10K ﹤0.01%
4,440
– –
ALRM icon
925
Alarm.com
ALRM
$2.74B
$10K ﹤0.01%
261
– –
35 36
37
38 39

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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.