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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFY icon
901
Infosys
INFY
$51B
$18K ﹤0.01%
1,837
– –
SNSR icon
902
Global X Internet of Things ETF
SNSR
$221M
$18K ﹤0.01%
780
+230
+42% +$5.11K
SPG icon
903
Simon Property Group
SPG
$71.1B
$18K ﹤0.01%
121
+2
+2% +$300
SPYG icon
904
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$18K ﹤0.01%
448
+1
+0.2% +$40
SYF icon
905
Synchrony
SYF
$25.5B
$18K ﹤0.01%
524
– –
CSF
906
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$18K ﹤0.01%
462
– –
KSU
907
DELISTED
Kansas City Southern
KSU
$18K ﹤0.01%
122
– –
ETFC
908
DELISTED
E*Trade Financial Corporation
ETFC
$18K ﹤0.01%
398
– –
DXCM icon
909
DexCom
DXCM
$33.1B
$17K ﹤0.01%
312
– –
H icon
910
Hyatt Hotels
H
$16.2B
$17K ﹤0.01%
196
+135
+221% +$10.5K
IT icon
911
Gartner
IT
$12B
$17K ﹤0.01%
112
– –
LII icon
912
Lennox International
LII
$14.8B
$17K ﹤0.01%
71
-1
-1% -$248
NXTG icon
913
First Trust Indxx NextG ETF
NXTG
$562M
$17K ﹤0.01%
320
+100
+45% +$5.27K
PUK icon
914
Prudential
PUK
$35.2B
$17K ﹤0.01%
472
+5
+1% +$176
SAIC icon
915
Saic
SAIC
$5.35B
$17K ﹤0.01%
202
– –
TAP icon
916
Molson Coors Class B
TAP
$7.86B
$17K ﹤0.01%
332
+13
+4% +$699
VGK icon
917
Vanguard FTSE Europe ETF
VGK
$31.1B
$17K ﹤0.01%
300
– –
ZAYO
918
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$17K ﹤0.01%
+500
New +$17.1K
BSCK
919
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$17K ﹤0.01%
819
+304
+59% +$6.47K
BBVA icon
920
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$16K ﹤0.01%
2,881
-75
-3% -$399
CHRW icon
921
C.H. Robinson
CHRW
$17.4B
$16K ﹤0.01%
211
– –
EWL icon
922
iShares MSCI Switzerland ETF
EWL
$2.25B
$16K ﹤0.01%
395
– –
FOXA icon
923
Fox Class A
FOXA
$26.7B
$16K ﹤0.01%
442
+420
+1,909% +$14.4K
GLOB icon
924
Globant
GLOB
$1.62B
$16K ﹤0.01%
151
– –
PDM
925
Piedmont Realty Trust
PDM
$1.15B
$16K ﹤0.01%
762
– –
35 36
37
38 39

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.