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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
901
TC Energy
TRP
$65.9B
$15K ﹤0.01%
300
-270
-47% -$13.5K
TTWO icon
902
Take-Two Interactive
TTWO
$47.1B
$15K ﹤0.01%
124
– –
WSO icon
903
Watsco Inc
WSO
$13.4B
$15K ﹤0.01%
92
-14
-13% -$2.27K
ARES icon
904
Ares Management
ARES
$31B
$14K ﹤0.01%
+534
New +$15.3K
BKLN icon
905
Invesco Senior Loan ETF
BKLN
$6.74B
$14K ﹤0.01%
640
– –
CLB icon
906
Core Laboratories
CLB
$551M
$14K ﹤0.01%
311
+221
+246% +$10.3K
DXJ icon
907
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$14K ﹤0.01%
284
– –
EPP icon
908
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$14K ﹤0.01%
328
– –
ESGR
909
DELISTED
Enstar Group
ESGR
$14K ﹤0.01%
76
– –
ETR icon
910
Entergy
ETR
$49.3B
$14K ﹤0.01%
254
-162
-39% -$8.86K
EWL icon
911
iShares MSCI Switzerland ETF
EWL
$2.24B
$14K ﹤0.01%
395
-500
-56% -$18.7K
GDDY icon
912
GoDaddy
GDDY
$11.6B
$14K ﹤0.01%
220
+66
+43% +$4.47K
KMPR icon
913
Kemper
KMPR
$1.54B
$14K ﹤0.01%
180
– –
KYN icon
914
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$14K ﹤0.01%
1,000
– –
MS icon
915
Morgan Stanley
MS
$339B
$14K ﹤0.01%
340
– –
P
916
Everpure Inc
P
$33.1B
$14K ﹤0.01%
874
– –
RBA icon
917
RB Global
RBA
$17.4B
$14K ﹤0.01%
358
-147
-29% -$5.46K
RBC icon
918
RBC Bearings
RBC
$17.6B
$14K ﹤0.01%
87
– –
RWO icon
919
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$14K ﹤0.01%
274
– –
SONY icon
920
Sony
SONY
$140B
$14K ﹤0.01%
+1,265
New +$14.3K
STX icon
921
Seagate
STX
$184B
$14K ﹤0.01%
273
– –
TTE icon
922
TotalEnergies
TTE
$195B
$14K ﹤0.01%
283
-658
-70% -$34.1K
WOLF icon
923
Wolfspeed
WOLF
$1.56B
$14K ﹤0.01%
299
+101
+51% +$5.49K
XRAY icon
924
Dentsply Sirona
XRAY
$2.36B
$14K ﹤0.01%
270
– –
UFOX
925
Defiance Space and Connective Tech ETF
UFOX
$900M
$14K ﹤0.01%
+600
New +$14.6K
35 36
37
38 39

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.