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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
901
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$15K ﹤0.01%
409
-374
-48% -$14.5K
SLX icon
902
VanEck Steel ETF
SLX
$176M
$15K ﹤0.01%
402
– –
SWK icon
903
Stanley Black & Decker
SWK
$15.7B
$15K ﹤0.01%
104
– –
VXUS icon
904
Vanguard Total International Stock ETF
VXUS
$163B
$15K ﹤0.01%
+303
New +$15.8K
WES icon
905
Western Midstream Partners
WES
$19.3B
$15K ﹤0.01%
504
– –
XRAY icon
906
Dentsply Sirona
XRAY
$2.43B
$15K ﹤0.01%
+270
New +$14.5K
AKTS
907
DELISTED
Akoustis Technologies Inc
AKTS
$15K ﹤0.01%
2,410
– –
LLL
908
DELISTED
L3 Technologies, Inc.
LLL
$15K ﹤0.01%
64
– –
IRR
909
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$15K ﹤0.01%
3,000
– –
BKLN icon
910
Invesco Senior Loan ETF
BKLN
$6.74B
$14K ﹤0.01%
640
– –
CATO icon
911
Cato Corp
CATO
$66.1M
$14K ﹤0.01%
1,175
– –
HBAN icon
912
Huntington Bancshares
HBAN
$35.5B
$14K ﹤0.01%
1,021
-24
-2% -$322
MS icon
913
Morgan Stanley
MS
$340B
$14K ﹤0.01%
340
-11
-3% -$491
NPO icon
914
Enpro
NPO
$7.05B
$14K ﹤0.01%
225
– –
RBC icon
915
RBC Bearings
RBC
$18B
$14K ﹤0.01%
+87
New +$12.3K
SOXX icon
916
iShares Semiconductor ETF
SOXX
$45.9B
$14K ﹤0.01%
213
– –
TTWO icon
917
Take-Two Interactive
TTWO
$46.1B
$14K ﹤0.01%
124
– –
LGF.B
918
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$14K ﹤0.01%
1,231
– –
CTR
919
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$14K ﹤0.01%
300
– –
CERN
920
DELISTED
Cerner Corp
CERN
$14K ﹤0.01%
200
– –
KSU
921
DELISTED
Kansas City Southern
KSU
$14K ﹤0.01%
+122
New +$14.6K
WP
922
DELISTED
Worldpay, Inc.
WP
$14K ﹤0.01%
115
-8
-7% -$949
BAC.PRL icon
923
Bank of America Series L
BAC.PRL
$3.99B
$13K ﹤0.01%
+10
New +$13.3K
COTY icon
924
Coty
COTY
$2.48B
$13K ﹤0.01%
1,000
– –
CWB icon
925
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$13K ﹤0.01%
+252
New +$13.2K
35 36
37
38 39

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.