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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOW
901
DELISTED
SPX FLOW, Inc.
FLOW
$10K ﹤0.01%
208
– –
BSJK
902
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
445
– –
WBC
903
DELISTED
WABCO HOLDINGS INC.
WBC
$10K ﹤0.01%
87
– –
VIAB
904
DELISTED
Viacom Inc. Class B
VIAB
$10K ﹤0.01%
312
– –
USG
905
DELISTED
Usg
USG
$10K ﹤0.01%
240
– –
BSCI
906
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$10K ﹤0.01%
520
– –
BSCK
907
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$10K ﹤0.01%
515
– –
AA icon
908
Alcoa
AA
$13.6B
$9K ﹤0.01%
243
– –
APTV icon
909
Aptiv
APTV
$10.2B
$9K ﹤0.01%
114
+38
+50% +$3.47K
BC icon
910
Brunswick
BC
$5.21B
$9K ﹤0.01%
138
+28
+25% +$1.85K
CAH icon
911
Cardinal Health
CAH
$55.3B
$9K ﹤0.01%
173
-37
-18% -$1.89K
CDW icon
912
CDW
CDW
$17.1B
$9K ﹤0.01%
103
+1
+1% +$86
CGNX icon
913
Cognex
CGNX
$10.8B
$9K ﹤0.01%
169
+55
+48% +$2.82K
CSQ icon
914
Calamos Strategic Total Return Fund
CSQ
$3.37B
$9K ﹤0.01%
733
– –
CTRA
915
DELISTED
Coterra Energy
CTRA
$9K ﹤0.01%
410
– –
HII icon
916
Huntington Ingalls Industries
HII
$13.2B
$9K ﹤0.01%
39
+11
+39% +$2.63K
HLT icon
917
Hilton Worldwide
HLT
$70B
$9K ﹤0.01%
120
+14
+13% +$1.1K
ITA icon
918
iShares US Aerospace & Defense ETF
ITA
$15B
$9K ﹤0.01%
84
– –
IXC icon
919
iShares Global Energy ETF
IXC
$2.69B
$9K ﹤0.01%
250
– –
KB icon
920
KB Financial Group
KB
$42.4B
$9K ﹤0.01%
196
– –
KOP icon
921
Koppers
KOP
$946M
$9K ﹤0.01%
301
– –
MGEE icon
922
MGE Energy Inc
MGEE
$3.05B
$9K ﹤0.01%
150
– –
MINT icon
923
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$9K ﹤0.01%
98
– –
NEM icon
924
Newmont
NEM
$122B
$9K ﹤0.01%
304
-1,248
-80% -$42.2K
NTES icon
925
NetEase
NTES
$84.8B
$9K ﹤0.01%
205
– –
35 36
37
38 39

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CCT
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.