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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWONK icon
901
Liberty Media Series C
FWONK
$25.8B
$8K ﹤0.01%
240
+13
+6% +$397
GLOB icon
902
Globant
GLOB
$1.61B
$8K ﹤0.01%
151
– –
HLT icon
903
Hilton Worldwide
HLT
$71.5B
$8K ﹤0.01%
106
+69
+186% +$5.61K
ITA icon
904
iShares US Aerospace & Defense ETF
ITA
$14.7B
$8K ﹤0.01%
84
– –
LKQ icon
905
LKQ Corp
LKQ
$6.29B
$8K ﹤0.01%
281
– –
MCR
906
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
MDIV icon
907
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$8K ﹤0.01%
460
-830
-64% -$15.1K
P
908
Everpure Inc
P
$29.9B
$8K ﹤0.01%
374
– –
QCLN icon
909
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$8K ﹤0.01%
440
– –
SNY icon
910
Sanofi
SNY
$104B
$8K ﹤0.01%
200
– –
STWD icon
911
Starwood Property Trust
STWD
$6.09B
$8K ﹤0.01%
383
– –
TYL icon
912
Tyler Technologies
TYL
$12.8B
$8K ﹤0.01%
40
– –
VLUE icon
913
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$8K ﹤0.01%
107
– –
WCC
914
WESCO International
WCC
$17.7B
$8K ﹤0.01%
150
– –
WSO icon
915
Watsco Inc
WSO
$13.6B
$8K ﹤0.01%
45
– –
JBTM
916
JBT Marel
JBTM
$6.39B
$8K ﹤0.01%
92
– –
TWOU
917
DELISTED
2U Inc
TWOU
$8K ﹤0.01%
4
– –
ABB
918
DELISTED
ABB Ltd
ABB
$8K ﹤0.01%
404
– –
MGU
919
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8K ﹤0.01%
366
– –
UMPQ
920
DELISTED
Umpqua Holdings Corp
UMPQ
$8K ﹤0.01%
+380
New +$8.88K
STOR
921
DELISTED
STORE Capital Corporation
STOR
$8K ﹤0.01%
323
– –
LION
922
DELISTED
Fidelity Southern Corporation
LION
$8K ﹤0.01%
330
+2
+0.6% +$48
WFT
923
DELISTED
Weatherford International plc
WFT
$8K ﹤0.01%
2,634
-6
-0.2% -$19
MYF
924
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$8K ﹤0.01%
600
– –
ADNT icon
925
Adient
ADNT
$1.5B
$7K ﹤0.01%
144
-75
-34% -$4.25K
35 36
37
38 39

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.