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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAMT
901
PAMT Corp
PAMT
$284M
$8K ﹤0.01%
1,000
– –
NS
902
DELISTED
NuStar Energy L.P.
NS
$8K ﹤0.01%
300
– –
FRC
903
DELISTED
First Republic Bank
FRC
$8K ﹤0.01%
+94
New +$8.91K
VIAB
904
DELISTED
Viacom Inc. Class B
VIAB
$8K ﹤0.01%
272
– –
TFCFA
905
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$8K ﹤0.01%
259
+1
+0.4% +$30
MYF
906
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$8K ﹤0.01%
600
– –
ABEV icon
907
Ambev
ABEV
$46.7B
$7K ﹤0.01%
1,106
– –
AGI icon
908
Alamos Gold
AGI
$13.7B
$7K ﹤0.01%
1,100
– –
ASM
909
Avino Silver & Gold Mines
ASM
$1.17B
$7K ﹤0.01%
5,800
– –
BAH icon
910
Booz Allen Hamilton
BAH
$9.1B
$7K ﹤0.01%
+206
New +$7.79K
BKT icon
911
BlackRock Income Trust
BKT
$341M
$7K ﹤0.01%
426
– –
CHH icon
912
Choice Hotels
CHH
$4.82B
$7K ﹤0.01%
100
– –
ENOV icon
913
Enovis
ENOV
$1.48B
$7K ﹤0.01%
107
– –
EQNR icon
914
Equinor
EQNR
$93.7B
$7K ﹤0.01%
369
– –
EXLS icon
915
EXL Service
EXLS
$5.28B
$7K ﹤0.01%
600
– –
FWONK icon
916
Liberty Media Series C
FWONK
$25.8B
$7K ﹤0.01%
212
– –
GDDY icon
917
GoDaddy
GDDY
$11.5B
$7K ﹤0.01%
+159
New +$7.54K
GLOB icon
918
Globant
GLOB
$1.6B
$7K ﹤0.01%
151
– –
GRFS
919
Grifois
GRFS
$5.47B
$7K ﹤0.01%
313
– –
HAL icon
920
Halliburton
HAL
$26.9B
$7K ﹤0.01%
156
-850
-84% -$37.5K
HDB icon
921
HDFC Bank
HDB
$121B
$7K ﹤0.01%
304
– –
HIG icon
922
Hartford Financial Services
HIG
$39.4B
$7K ﹤0.01%
141
– –
IFF icon
923
International Flavors & Fragrances
IFF
$21.7B
$7K ﹤0.01%
48
– –
IT icon
924
Gartner
IT
$11.9B
$7K ﹤0.01%
60
+48
+400% +$5.83K
ITA icon
925
iShares US Aerospace & Defense ETF
ITA
$14.6B
$7K ﹤0.01%
84
– –
35 36
37
38 39

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6M
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RFA
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.