We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAT icon
901
Mattel
MAT
$4.3B
$7K ﹤0.01%
485
+185
+62% +$3.31K
MMS icon
902
Maximus
MMS
$3.11B
$7K ﹤0.01%
114
– –
MYD
903
DELISTED
BlackRock MuniYield Fund
MYD
$7K ﹤0.01%
+512
New +$7.86K
NCV
904
Virtus Convertible & Income Fund
NCV
$390M
$7K ﹤0.01%
247
– –
PRAA icon
905
PRA Group
PRAA
$755M
$7K ﹤0.01%
272
– –
SHG icon
906
Shinhan Financial Group
SHG
$35.6B
$7K ﹤0.01%
158
-42
-21% -$1.91K
SKT icon
907
Tanger
SKT
$4.52B
$7K ﹤0.01%
300
-300
-50% -$7.59K
SONY icon
908
Sony
SONY
$138B
$7K ﹤0.01%
1,050
-170
-14% -$1.33K
TLK icon
909
Telkom Indonesia
TLK
$14.9B
$7K ﹤0.01%
209
-55
-21% -$1.93K
TYL icon
910
Tyler Technologies
TYL
$12.8B
$7K ﹤0.01%
+40
New +$6.87K
VRNT
911
DELISTED
Verint Systems
VRNT
$7K ﹤0.01%
344
– –
VRTX icon
912
Vertex Pharmaceuticals
VRTX
$126B
$7K ﹤0.01%
46
– –
VTRS icon
913
Viatris
VTRS
$19.1B
$7K ﹤0.01%
202
-617
-75% -$20.9K
WOLF icon
914
Wolfspeed
WOLF
$1.71B
$7K ﹤0.01%
248
– –
WSO icon
915
Watsco Inc
WSO
$13.6B
$7K ﹤0.01%
+45
New +$6.8K
WST icon
916
West Pharmaceutical
WST
$24.9B
$7K ﹤0.01%
77
– –
XRX icon
917
Xerox
XRX
$425M
$7K ﹤0.01%
214
– –
YPF icon
918
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$7K ﹤0.01%
348
-93
-21% -$1.92K
EQIN
919
Columbia U.S. Equity Income ETF
EQIN
$312M
$7K ﹤0.01%
235
+167
+246% +$4.93K
FLG
920
Flagstar Bank National Association
FLG
$5.82B
$7K ﹤0.01%
193
– –
LSXMA
921
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$7K ﹤0.01%
231
– –
VIAB
922
DELISTED
Viacom Inc. Class B
VIAB
$7K ﹤0.01%
272
-231
-46% -$7.12K
LION
923
DELISTED
Fidelity Southern Corporation
LION
$7K ﹤0.01%
+325
New +$7.18K
AFSI
924
DELISTED
AmTrust Financial Services, Inc.
AFSI
$7K ﹤0.01%
507
– –
WPZ
925
DELISTED
Williams Partners L.P.
WPZ
$7K ﹤0.01%
179
– –
35 36
37
38 39

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.