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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
901
JBT Marel
JBTM
$6.39B
$8K ﹤0.01%
92
– –
SGI
902
Somnigroup International
SGI
$13.7B
$8K ﹤0.01%
720
– –
SRCL
903
DELISTED
Stericycle Inc
SRCL
$8K ﹤0.01%
97
– –
MGU
904
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8K ﹤0.01%
366
– –
CLR
905
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$8K ﹤0.01%
190
– –
ESV
906
DELISTED
Ensco Rowan plc
ESV
$8K ﹤0.01%
240
– –
NTT
907
DELISTED
Nippon Telegraph & Telephone
NTT
$8K ﹤0.01%
200
– –
AZO icon
908
AutoZone
AZO
$51.1B
$7K ﹤0.01%
10
-1
-9% -$740
BCX icon
909
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$7K ﹤0.01%
836
– –
CX icon
910
Cemex
CX
$16.3B
$7K ﹤0.01%
+869
New +$7.31K
EQNR icon
911
Equinor
EQNR
$92.4B
$7K ﹤0.01%
423
– –
FLS icon
912
Flowserve
FLS
$10.2B
$7K ﹤0.01%
+165
New +$8K
HHH icon
913
Howard Hughes
HHH
$4.03B
$7K ﹤0.01%
71
– –
HRB icon
914
H&R Block
HRB
$5.86B
$7K ﹤0.01%
318
– –
IBN icon
915
ICICI Bank
IBN
$108B
$7K ﹤0.01%
1,010
– –
IFF icon
916
International Flavors & Fragrances
IFF
$21.9B
$7K ﹤0.01%
53
– –
KMPR icon
917
Kemper
KMPR
$1.68B
$7K ﹤0.01%
180
– –
LBTYA icon
918
Liberty Global Class A
LBTYA
$3.6B
$7K ﹤0.01%
218
– –
MHK icon
919
Mohawk Industries
MHK
$9.22B
$7K ﹤0.01%
34
– –
MMS icon
920
Maximus
MMS
$3.11B
$7K ﹤0.01%
124
-5
-4% -$294
NVRI icon
921
Enviri
NVRI
$620M
$7K ﹤0.01%
598
– –
PANW icon
922
Palo Alto Networks
PANW
$297B
$7K ﹤0.01%
+420
New +$9.39K
PRO
923
DELISTED
PROS Holdings
PRO
$7K ﹤0.01%
319
– –
QCLN icon
924
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$7K ﹤0.01%
+440
New +$7.16K
FLOW
925
DELISTED
SPX FLOW, Inc.
FLOW
$7K ﹤0.01%
208
– –
35 36
37
38 39

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.