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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
901
Intuit
INTU
$89B
$6K ﹤0.01%
54
– –
LBTYA icon
902
Liberty Global Class A
LBTYA
$3.6B
$6K ﹤0.01%
218
– –
MDY icon
903
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$6K ﹤0.01%
20
– –
MHK icon
904
Mohawk Industries
MHK
$9.22B
$6K ﹤0.01%
34
– –
MOO icon
905
VanEck Agribusiness ETF
MOO
$969M
$6K ﹤0.01%
128
– –
MTB icon
906
M&T Bank
MTB
$36.2B
$6K ﹤0.01%
41
– –
NCV
907
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
247
– –
NFJ
908
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$6K ﹤0.01%
500
– –
PCG icon
909
PG&E
PCG
$38.5B
$6K ﹤0.01%
100
-496
-83% -$29.7K
PFN
910
PIMCO Income Strategy Fund II
PFN
$703M
$6K ﹤0.01%
698
– –
PNFP icon
911
Pinnacle Financial Partners Inc
PNFP
$15.8B
$6K ﹤0.01%
100
– –
PRO
912
DELISTED
PROS Holdings
PRO
$6K ﹤0.01%
319
+109
+52% +$2.49K
SIG icon
913
Signet Jewelers
SIG
$3.76B
$6K ﹤0.01%
73
– –
SSL icon
914
Sasol
SSL
$7.1B
$6K ﹤0.01%
219
– –
TFI icon
915
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$6K ﹤0.01%
133
– –
VRNT
916
DELISTED
Verint Systems
VRNT
$6K ﹤0.01%
373
– –
PAMT
917
PAMT Corp
PAMT
$297M
$6K ﹤0.01%
1,000
-1,000
-50% -$5.76K
BECN
918
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6K ﹤0.01%
142
– –
PDCO
919
DELISTED
Patterson Companies, Inc.
PDCO
$6K ﹤0.01%
158
– –
FLOW
920
DELISTED
SPX FLOW, Inc.
FLOW
$6K ﹤0.01%
208
– –
INWK
921
DELISTED
InnerWorkings, Inc.
INWK
$6K ﹤0.01%
619
– –
APU
922
DELISTED
AmeriGas Partners, L.P.
APU
$6K ﹤0.01%
127
+3
+2% +$137
ELLI
923
DELISTED
Ellie Mae Inc
ELLI
$6K ﹤0.01%
+76
New +$7.01K
ZLTQ
924
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$6K ﹤0.01%
145
– –
WPZ
925
DELISTED
Williams Partners L.P.
WPZ
$6K ﹤0.01%
179
– –
35 36
37
38 39

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.