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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
901
VanEck Agribusiness ETF
MOO
$973M
$5K ﹤0.01%
128
– –
MPLX icon
902
MPLX
MPLX
$59.7B
$5K ﹤0.01%
+176
New +$4.78K
NCV
903
Virtus Convertible & Income Fund
NCV
$390M
$5K ﹤0.01%
247
– –
PANW icon
904
Palo Alto Networks
PANW
$297B
$5K ﹤0.01%
+198
New +$4.87K
POWL icon
905
Powell Industries
POWL
$7.71B
$5K ﹤0.01%
510
– –
SAN icon
906
Banco Santander
SAN
$210B
$5K ﹤0.01%
1,390
+15
+1% +$62
SDOG icon
907
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$5K ﹤0.01%
+136
New +$4.83K
SRE icon
908
Sempra
SRE
$54.8B
$5K ﹤0.01%
+114
New +$5.49K
TLT icon
909
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$5K ﹤0.01%
+43
New +$5.51K
VEEV icon
910
Veeva Systems
VEEV
$37.4B
$5K ﹤0.01%
225
– –
WBD icon
911
Warner Bros
WBD
$67.1B
$5K ﹤0.01%
203
– –
JBTM
912
JBT Marel
JBTM
$6.39B
$5K ﹤0.01%
92
– –
BECN
913
DELISTED
Beacon Roofing Supply, Inc.
BECN
$5K ﹤0.01%
142
-193
-58% -$7.34K
CLR
914
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$5K ﹤0.01%
190
– –
DISCK
915
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5K ﹤0.01%
195
-1,179
-86% -$30.6K
FLOW
916
DELISTED
SPX FLOW, Inc.
FLOW
$5K ﹤0.01%
208
-39
-16% -$852
INOV
917
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$5K ﹤0.01%
+315
New +$5.56K
TRK
918
DELISTED
Speedway Motorsports, Inc.
TRK
$5K ﹤0.01%
265
– –
APU
919
DELISTED
AmeriGas Partners, L.P.
APU
$5K ﹤0.01%
119
+3
+3% +$119
GM.WS.B
920
DELISTED
General Motors Company
GM.WS.B
$5K ﹤0.01%
435
+326
+299% +$4.13K
ABCO
921
DELISTED
Advisory Board Co
ABCO
$5K ﹤0.01%
160
– –
PRXL
922
DELISTED
Parexel International Corp
PRXL
$5K ﹤0.01%
+89
New +$5.49K
MBT
923
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$5K ﹤0.01%
625
+598
+2,215% +$4.16K
KNGT
924
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$5K ﹤0.01%
200
– –
AMX icon
925
America Movil
AMX
$71.2B
$4K ﹤0.01%
290
-95
-25% -$1.31K
35 36
37
38 39

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RFA
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CCT
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.