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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INWK
901
DELISTED
InnerWorkings, Inc.
INWK
$4K ﹤0.01%
619
+80
+15% +$563
AKRX
902
DELISTED
Akorn Inc
AKRX
$4K ﹤0.01%
+174
New +$7.19K
TRK
903
DELISTED
Speedway Motorsports, Inc.
TRK
$4K ﹤0.01%
265
– –
FNGN
904
DELISTED
Financial Engines, Inc.
FNGN
$4K ﹤0.01%
155
+20
+15% +$745
LGF
905
DELISTED
Lions Gate Entertainment
LGF
$4K ﹤0.01%
+122
New +$4.61K
CVT
906
DELISTED
CVENT, INC.
CVT
$4K ﹤0.01%
+156
New +$4.71K
EXAM
907
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$4K ﹤0.01%
154
+19
+14% +$655
ADT
908
DELISTED
ADT Corp
ADT
$4K ﹤0.01%
129
– –
ALU
909
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,319
-59
-4% -$207
STRZA
910
DELISTED
Starz - Series A
STRZA
$4K ﹤0.01%
131
– –
TYC
911
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$4K ﹤0.01%
123
-240
-66% -$9.24K
MBT
912
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4K ﹤0.01%
605
+109
+22% +$850
POM
913
DELISTED
PEPCO HOLDINGS, INC.
POM
$4K ﹤0.01%
183
– –
AER icon
914
AerCap
AER
$23.8B
$3K ﹤0.01%
95
– –
AJG icon
915
Arthur J. Gallagher & Co
AJG
$63.6B
$3K ﹤0.01%
82
– –
AMCX icon
916
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
58
– –
AME icon
917
Ametek
AME
$58.2B
$3K ﹤0.01%
+65
New +$3.5K
BBVA icon
918
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$3K ﹤0.01%
426
-706
-62% -$6.38K
BHC icon
919
Bausch Health
BHC
$2.34B
$3K ﹤0.01%
33
-27
-45% -$6.3K
CAR icon
920
Avis
CAR
$5.02B
$3K ﹤0.01%
70
-223
-76% -$9.67K
ERH
921
Allspring Utilities & High Income Fund
ERH
$103M
$3K ﹤0.01%
300
– –
EWC icon
922
iShares MSCI Canada ETF
EWC
$6.46B
$3K ﹤0.01%
+150
New +$3.69K
EWU icon
923
iShares MSCI United Kingdom ETF
EWU
$4.16B
$3K ﹤0.01%
+100
New +$3.53K
GDX icon
924
VanEck Gold Miners ETF
GDX
$27.4B
$3K ﹤0.01%
215
– –
IAT icon
925
iShares US Regional Banks ETF
IAT
$678M
$3K ﹤0.01%
100
– –
35 36
37
38 39

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.