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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYL icon
901
Xylem
XYL
$28.1B
– –
-1,600
Closed -$59K
ONIT
902
Onity Group
ONIT
$332M
– –
-4
Closed -$1K
JBTM
903
JBT Marel
JBTM
$6.39B
– –
-92
Closed -$2K
TPC
904
Tutor Perini Cor
TPC
$5.21B
$0 ﹤0.01%
5
– –
PDCO
905
DELISTED
Patterson Companies, Inc.
PDCO
– –
-145
Closed -$6K
ROOF
906
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-3,400
Closed -$93K
SRCL
907
DELISTED
Stericycle Inc
SRCL
– –
-17
Closed -$2K
RPT
908
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-88
Closed -$1K
VRTV
909
DELISTED
VERITIV CORPORATION
VRTV
– –
-2
Closed –
AVTA
910
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-10
Closed –
DBD
911
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-1,500
Closed -$54K
AUY
912
DELISTED
Yamana Gold, Inc.
AUY
– –
-122
Closed –
RJA
913
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-200
Closed -$1K
RJI
914
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
– –
-3,000
Closed -$21K
RJZ
915
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
– –
-200
Closed -$1K
CERN
916
DELISTED
Cerner Corp
CERN
– –
-96
Closed -$6K
PBCT
917
DELISTED
People's United Financial Inc
PBCT
– –
-14
Closed –
NUAN
918
DELISTED
Nuance Communications, Inc.
NUAN
– –
-55
Closed –
TGP
919
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-200
Closed -$7K
CLGX
920
DELISTED
Corelogic, Inc.
CLGX
– –
-800
Closed -$24K
QEP
921
DELISTED
QEP RESOURCES, INC.
QEP
– –
-4,000
Closed -$99K
WPX
922
DELISTED
WPX Energy, Inc.
WPX
– –
-200
Closed -$3K
TIF
923
DELISTED
Tiffany & Co.
TIF
– –
-40
Closed -$3K
VER
924
DELISTED
VEREIT, Inc.
VER
– –
-4,000
Closed -$173K
PSV
925
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-2
Closed –
35 36
37
38 39

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.