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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACCO icon
901
Acco Brands
ACCO
$407M
$0 ﹤0.01%
16
– –
ARE icon
902
Alexandria Real Estate Equities
ARE
$8.34B
$0 ﹤0.01%
+5
New +$375
AVNW icon
903
Aviat Networks
AVNW
$272M
$0 ﹤0.01%
4
– –
BB icon
904
BlackBerry
BB
$5.15B
$0 ﹤0.01%
15
– –
BGT icon
905
BlackRock Floating Rate Income Trust
BGT
$324M
$0 ﹤0.01%
13
– –
BLV icon
906
Vanguard Long-Term Bond ETF
BLV
$5.73B
$0 ﹤0.01%
4
– –
BOND icon
907
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
– –
-30
Closed -$3K
CACI icon
908
CACI
CACI
$13.9B
$0 ﹤0.01%
+4
New +$284
CASI
909
DELISTED
CASI Pharmaceuticals
CASI
– –
-1
Closed –
CLAR icon
910
Clarus
CLAR
$130M
$0 ﹤0.01%
25
– –
CMS icon
911
CMS Energy
CMS
$22.3B
– –
-103
Closed -$3K
CRNT icon
912
Ceragon Networks
CRNT
$202M
$0 ﹤0.01%
25
– –
ELP
913
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$0 ﹤0.01%
30
– –
EMB icon
914
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$0 ﹤0.01%
4
– –
EMLC icon
915
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
– –
-30
Closed -$1K
EOI
916
Eaton Vance Enhanced Equity Income Fund
EOI
$821M
$0 ﹤0.01%
9
– –
ERC
917
Allspring Multi-Sector Income Fund
ERC
$258M
$0 ﹤0.01%
20
– –
ERIC icon
918
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
25
– –
EWBC icon
919
East-West Bancorp
EWBC
$18.1B
$0 ﹤0.01%
4
– –
EWZ icon
920
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-476
Closed -$21K
FCEL icon
921
FuelCell Energy
FCEL
$1.62B
– –
0
– –
FNF icon
922
Fidelity National Financial
FNF
$14.1B
– –
-70
Closed -$1K
GFI icon
923
Gold Fields
GFI
$33.4B
$0 ﹤0.01%
109
– –
GT icon
924
Goodyear
GT
$1.94B
$0 ﹤0.01%
655
– –
J icon
925
Jacobs Solutions
J
$16.9B
$0 ﹤0.01%
2
– –
35 36
37
38 39

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.