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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
876
Vanguard Total International Stock ETF
VXUS
$162B
$31K ﹤0.01%
497
-2
-0.4% -$131
VYX icon
877
NCR Voyix
VYX
$1.11B
$31K ﹤0.01%
1,328
– –
WK icon
878
Workiva
WK
$3.76B
$31K ﹤0.01%
220
-1
-0.5% -$135
LDL
879
DELISTED
Lydall, Inc.
LDL
$31K ﹤0.01%
500
– –
ANF icon
880
Abercrombie & Fitch
ANF
$5.25B
$30K ﹤0.01%
800
– –
CNC icon
881
Centene
CNC
$32.1B
$30K ﹤0.01%
495
+10
+2% +$668
FDS icon
882
Factset
FDS
$10.1B
$30K ﹤0.01%
77
– –
IONS icon
883
Ionis Pharmaceuticals
IONS
$9.21B
$30K ﹤0.01%
904
+21
+2% +$791
MTB icon
884
M&T Bank
MTB
$36.4B
$30K ﹤0.01%
202
+8
+4% +$1.11K
TTEK icon
885
Tetra Tech
TTEK
$9.06B
$30K ﹤0.01%
1,015
– –
UNM icon
886
Unum
UNM
$14.2B
$30K ﹤0.01%
1,209
– –
WAT icon
887
Waters Corp
WAT
$40.8B
$30K ﹤0.01%
84
-165
-66% -$64.6K
EQR icon
888
Equity Residential
EQR
$24.4B
$29K ﹤0.01%
365
– –
ETJ
889
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$29K ﹤0.01%
2,768
+219
+9% +$2.46K
EWC icon
890
iShares MSCI Canada ETF
EWC
$6.48B
$29K ﹤0.01%
826
+472
+133% +$17.5K
FVRR icon
891
Fiverr
FVRR
$315M
$29K ﹤0.01%
161
-25
-13% -$5.04K
LYFT icon
892
Lyft
LYFT
$6.64B
$29K ﹤0.01%
546
+113
+26% +$5.99K
MAS icon
893
Masco
MAS
$15B
$29K ﹤0.01%
525
– –
MCY icon
894
Mercury Insurance
MCY
$5.86B
$29K ﹤0.01%
530
+30
+6% +$1.79K
SPYG icon
895
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$29K ﹤0.01%
453
– –
WPC icon
896
W.P. Carey
WPC
$15.9B
$29K ﹤0.01%
408
– –
PVAL
897
DELISTED
Principal Contrarian Value Index ETF
PVAL
$29K ﹤0.01%
1,140
-14,110
-93% -$359K
ADRE
898
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$29K ﹤0.01%
600
– –
CCK icon
899
Crown Holdings
CCK
$13B
$28K ﹤0.01%
283
– –
EFR
900
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$28K ﹤0.01%
1,952
+25
+1% +$356
34 35
36
37 38

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NFG
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6M
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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.