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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFOX
876
Defiance Space and Connective Tech ETF
UFOX
$893M
$33K ﹤0.01%
940
+42
+5% +$1.48K
ADRE
877
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$33K ﹤0.01%
600
– –
AEO icon
878
American Eagle Outfitters
AEO
$2.91B
$32K ﹤0.01%
+1,114
New +$28.5K
AFG icon
879
American Financial Group
AFG
$12B
$32K ﹤0.01%
282
+12
+4% +$1.24K
DBA icon
880
Invesco DB Agriculture Fund
DBA
$1.23B
$32K ﹤0.01%
1,900
– –
FBT icon
881
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$32K ﹤0.01%
201
– –
ING icon
882
ING
ING
$101B
$32K ﹤0.01%
2,692
– –
LOPE icon
883
Grand Canyon Education
LOPE
$3.76B
$32K ﹤0.01%
306
+80
+35% +$7.95K
NTRS icon
884
Northern Trust
NTRS
$34.4B
$32K ﹤0.01%
312
+10
+3% +$981
PSLV icon
885
Sprott Physical Silver Trust
PSLV
$13.5B
$32K ﹤0.01%
3,750
– –
SAP icon
886
SAP
SAP
$242B
$32K ﹤0.01%
265
-33
-11% -$4.18K
SPXX icon
887
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$32K ﹤0.01%
1,988
– –
TMUS icon
888
T-Mobile US
TMUS
$192B
$32K ﹤0.01%
259
+7
+3% +$882
TPIC
889
DELISTED
TPI Composites
TPIC
$32K ﹤0.01%
574
– –
VYX icon
890
NCR Voyix
VYX
$1.11B
$32K ﹤0.01%
1,394
+432
+45% +$9.5K
AEE icon
891
Ameren
AEE
$29.8B
$31K ﹤0.01%
389
+32
+9% +$2.4K
AEG icon
892
Aegon
AEG
$13.9B
$31K ﹤0.01%
7,127
– –
BCE icon
893
BCE
BCE
$21.8B
$31K ﹤0.01%
697
– –
BFLY icon
894
Butterfly Network
BFLY
$2.5B
$31K ﹤0.01%
+1,877
New +$37.1K
ENOV icon
895
Enovis
ENOV
$1.42B
$31K ﹤0.01%
424
+256
+152% +$18.8K
FTA icon
896
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$31K ﹤0.01%
490
– –
ISRG icon
897
Intuitive Surgical
ISRG
$142B
$31K ﹤0.01%
129
– –
NWN icon
898
Northwest Natural Holdings
NWN
$2.12B
$31K ﹤0.01%
575
– –
OBOR icon
899
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.13M
$31K ﹤0.01%
1,085
– –
QQQJ icon
900
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$31K ﹤0.01%
+1,000
New +$32.7K
34 35
36
37 38

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.