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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRO icon
876
Brown & Brown
BRO
$23.9B
$18K ﹤0.01%
455
-23
-5% -$887
FBND icon
877
Fidelity Total Bond ETF
FBND
$27.3B
$18K ﹤0.01%
334
– –
GHYG icon
878
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$18K ﹤0.01%
401
– –
GSHD icon
879
Goosehead Insurance
GSHD
$2.32B
$18K ﹤0.01%
240
– –
GWRE icon
880
Guidewire Software
GWRE
$14.7B
$18K ﹤0.01%
168
+33
+24% +$3.17K
HAIN icon
881
Hain Celestial
HAIN
$48.8M
$18K ﹤0.01%
583
-44
-7% -$1.27K
ING icon
882
ING
ING
$101B
$18K ﹤0.01%
2,692
– –
JEF icon
883
Jefferies Financial Group
JEF
$12.7B
$18K ﹤0.01%
1,277
– –
NEM icon
884
Newmont
NEM
$124B
$18K ﹤0.01%
304
-1,091
-78% -$64.6K
NXTG icon
885
First Trust Indxx NextG ETF
NXTG
$562M
$18K ﹤0.01%
336
– –
TDOC icon
886
Teladoc Health
TDOC
$1.24B
$18K ﹤0.01%
98
-55
-36% -$9.64K
WOLF icon
887
Wolfspeed
WOLF
$1.57B
$18K ﹤0.01%
314
– –
KSU
888
DELISTED
Kansas City Southern
KSU
$18K ﹤0.01%
122
– –
JTD
889
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$18K ﹤0.01%
1,421
– –
BSCM
890
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
– –
CHL
891
DELISTED
China Mobile Limited
CHL
$18K ﹤0.01%
539
-116
-18% -$4.29K
AIRT icon
892
Air T
AIRT
$84.8M
$17K ﹤0.01%
+1,512
New +$18.4K
AXTA icon
893
Axalta
AXTA
$7.98B
$17K ﹤0.01%
775
– –
STEX
894
Streamex Corp
STEX
$83M
$17K ﹤0.01%
243
– –
CCK icon
895
Crown Holdings
CCK
$13.1B
$17K ﹤0.01%
270
+108
+67% +$6.79K
CHKP icon
896
Check Point Software Technologies
CHKP
$13.2B
$17K ﹤0.01%
164
-46
-22% -$4.87K
FHLC icon
897
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$17K ﹤0.01%
+350
New +$17K
IIPR icon
898
Innovative Industrial Properties
IIPR
$1.67B
$17K ﹤0.01%
197
– –
KRE icon
899
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$17K ﹤0.01%
451
+23
+5% +$841
PCN
900
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$17K ﹤0.01%
1,080
– –
34 35
36
37 38

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.