We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQV icon
876
IQVIA
IQV
$39.8B
$13K ﹤0.01%
124
-246
-66% -$35.1K
IYT icon
877
iShares US Transportation ETF
IYT
$2.3B
$13K ﹤0.01%
404
– –
KMPR icon
878
Kemper
KMPR
$1.59B
$13K ﹤0.01%
180
– –
KRE icon
879
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
$13K ﹤0.01%
428
-24
-5% -$1.18K
PTON icon
880
Peloton Interactive
PTON
$2.44B
$13K ﹤0.01%
+512
New +$14.2K
STX icon
881
Seagate
STX
$209B
$13K ﹤0.01%
273
– –
TECH icon
882
Bio-Techne
TECH
$11.2B
$13K ﹤0.01%
292
-4
-1% -$200
TRP icon
883
TC Energy
TRP
$65.8B
$13K ﹤0.01%
300
– –
WAB icon
884
Wabtec
WAB
$50.3B
$13K ﹤0.01%
286
-21
-7% -$1.44K
BKI
885
DELISTED
Black Knight, Inc. Common Stock
BKI
$13K ﹤0.01%
226
+9
+4% +$589
SEAC
886
DELISTED
Seachange International Inc
SEAC
$13K ﹤0.01%
175
– –
AL
887
DELISTED
Air Lease Corp
AL
$12K ﹤0.01%
547
+242
+79% +$9.2K
BAC.PRL icon
888
Bank of America Series L
BAC.PRL
$4.01B
$12K ﹤0.01%
10
– –
BOND icon
889
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$12K ﹤0.01%
120
– –
CATO icon
890
Cato Corp
CATO
$66.7M
$12K ﹤0.01%
1,175
– –
EEFT icon
891
Euronet Worldwide
EEFT
$2.78B
$12K ﹤0.01%
+147
New +$19.5K
GDDY icon
892
GoDaddy
GDDY
$12.7B
$12K ﹤0.01%
225
– –
IT icon
893
Gartner
IT
$11.6B
$12K ﹤0.01%
123
+11
+10% +$1.51K
LII icon
894
Lennox International
LII
$14.5B
$12K ﹤0.01%
71
– –
LUMN icon
895
Lumen
LUMN
$6.6B
$12K ﹤0.01%
1,288
-200
-13% -$2.5K
MGV icon
896
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$12K ﹤0.01%
183
+53
+41% +$4.24K
NEOG icon
897
Neogen
NEOG
$2.59B
$12K ﹤0.01%
380
– –
PBH icon
898
Prestige Consumer Healthcare
PBH
$2.43B
$12K ﹤0.01%
346
– –
ROL icon
899
Rollins
ROL
$17.4B
$12K ﹤0.01%
528
-8
-1% -$197
SPB icon
900
Spectrum Brands
SPB
$2.09B
$12K ﹤0.01%
343
– –
34 35
36
37 38

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.