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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETFC
876
DELISTED
E*Trade Financial Corporation
ETFC
$17K ﹤0.01%
398
– –
AVNS
877
DELISTED
Avanos Medical
AVNS
$16K ﹤0.01%
437
+200
+84% +$7.63K
BDJ icon
878
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$16K ﹤0.01%
1,841
-1,895
-51% -$17K
BKD icon
879
Brookdale Senior Living
BKD
$3.24B
$16K ﹤0.01%
2,167
– –
DIAL icon
880
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
$16K ﹤0.01%
+791
New +$16.3K
IT icon
881
Gartner
IT
$12.2B
$16K ﹤0.01%
112
-97
-46% -$14.1K
PUK icon
882
Prudential
PUK
$35.1B
$16K ﹤0.01%
467
– –
SPB icon
883
Spectrum Brands
SPB
$1.98B
$16K ﹤0.01%
313
– –
TECH icon
884
Bio-Techne
TECH
$11.2B
$16K ﹤0.01%
336
– –
VGK icon
885
Vanguard FTSE Europe ETF
VGK
$31B
$16K ﹤0.01%
300
-116
-28% -$6.21K
CSF
886
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$16K ﹤0.01%
462
-155
-25% -$5.7K
KSU
887
DELISTED
Kansas City Southern
KSU
$16K ﹤0.01%
122
– –
BBVA icon
888
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$15K ﹤0.01%
2,956
– –
CHX
889
DELISTED
ChampionX
CHX
$15K ﹤0.01%
586
– –
GNRC icon
890
Generac Holdings
GNRC
$12.4B
$15K ﹤0.01%
200
– –
GWRE icon
891
Guidewire Software
GWRE
$14.5B
$15K ﹤0.01%
144
+6
+4% +$605
IWV icon
892
iShares Russell 3000 ETF
IWV
$20.4B
$15K ﹤0.01%
91
– –
IYM icon
893
iShares US Basic Materials ETF
IYM
$1.03B
$15K ﹤0.01%
165
– –
LOPE icon
894
Grand Canyon Education
LOPE
$3.88B
$15K ﹤0.01%
156
– –
NPO icon
895
Enpro
NPO
$7B
$15K ﹤0.01%
225
– –
PDM
896
Piedmont Realty Trust
PDM
$1.15B
$15K ﹤0.01%
762
– –
PHM icon
897
Pultegroup
PHM
$24.7B
$15K ﹤0.01%
434
-9,363
-96% -$312K
PR
898
Permian Resources
PR
$17.7B
$15K ﹤0.01%
3,335
– –
PRO
899
DELISTED
PROS Holdings
PRO
$15K ﹤0.01%
265
-89
-25% -$6K
RELX icon
900
RELX
RELX
$62.1B
$15K ﹤0.01%
657
-121
-16% -$2.89K
34 35
36
37 38

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.