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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
876
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$13K ﹤0.01%
233
+68
+41% +$3.81K
SOXX icon
877
iShares Semiconductor ETF
SOXX
$44.8B
$13K ﹤0.01%
213
– –
SPR
878
DELISTED
Spirit AeroSystems
SPR
$13K ﹤0.01%
150
– –
STX icon
879
Seagate
STX
$182B
$13K ﹤0.01%
273
-53
-16% -$2.35K
VBK icon
880
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$13K ﹤0.01%
73
– –
TWOU
881
DELISTED
2U Inc
TWOU
$13K ﹤0.01%
7
– –
WP
882
DELISTED
Worldpay, Inc.
WP
$13K ﹤0.01%
123
+73
+146% +$6.62K
LLL
883
DELISTED
L3 Technologies, Inc.
LLL
$13K ﹤0.01%
64
+2
+3% +$396
CVSA
884
Covista Inc
CVSA
$4.38B
$12K ﹤0.01%
275
– –
BCE icon
885
BCE
BCE
$21B
$12K ﹤0.01%
273
– –
BWXT icon
886
BWX Technologies
BWXT
$15.5B
$12K ﹤0.01%
245
+1
+0.4% +$47
CQP icon
887
Cheniere Energy
CQP
$32.6B
$12K ﹤0.01%
308
– –
ETG
888
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$12K ﹤0.01%
800
– –
HDB icon
889
HDFC Bank
HDB
$120B
$12K ﹤0.01%
428
+124
+41% +$3.22K
MIDU icon
890
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$78.5M
$12K ﹤0.01%
297
– –
MOO icon
891
VanEck Agribusiness ETF
MOO
$978M
$12K ﹤0.01%
200
– –
NCLH icon
892
Norwegian Cruise Line
NCLH
$8.52B
$12K ﹤0.01%
+232
New +$12K
PSCH icon
893
Invesco S&P SmallCap Health Care ETF
PSCH
$172M
$12K ﹤0.01%
324
– –
SEE
894
DELISTED
Sealed Air
SEE
$12K ﹤0.01%
+275
New +$11.4K
TRIP icon
895
TripAdvisor
TRIP
$1.26B
$12K ﹤0.01%
250
-130
-34% -$7.12K
TYL icon
896
Tyler Technologies
TYL
$13.1B
$12K ﹤0.01%
61
+3
+5% +$594
VHT icon
897
Vanguard Health Care ETF
VHT
$19B
$12K ﹤0.01%
69
– –
VRSN icon
898
VeriSign
VRSN
$26.5B
$12K ﹤0.01%
69
– –
XBI icon
899
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$12K ﹤0.01%
141
-100
-41% -$8.51K
NS
900
DELISTED
NuStar Energy L.P.
NS
$12K ﹤0.01%
453
– –
34 35
36
37 38

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.