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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSN icon
876
VeriSign
VRSN
$26.7B
$11K ﹤0.01%
69
– –
WSBC icon
877
WesBanco
WSBC
$3.99B
$11K ﹤0.01%
251
– –
XYZ
878
Block Inc
XYZ
$47.9B
$11K ﹤0.01%
115
– –
S
879
DELISTED
Sprint Corporation
S
$11K ﹤0.01%
1,774
– –
ISCA
880
DELISTED
International Speedway Corp
ISCA
$11K ﹤0.01%
260
– –
BTT icon
881
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$10K ﹤0.01%
+500
New +$10.6K
CNP icon
882
CenterPoint Energy
CNP
$26.4B
$10K ﹤0.01%
396
+49
+14% +$1.37K
EMB icon
883
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$10K ﹤0.01%
102
+5
+5% +$537
ETSY icon
884
Etsy
ETSY
$7.49B
$10K ﹤0.01%
+200
New +$9.21K
EVV
885
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$10K ﹤0.01%
799
-217
-21% -$2.75K
EWC icon
886
iShares MSCI Canada ETF
EWC
$6.49B
$10K ﹤0.01%
354
– –
FLR icon
887
Fluor
FLR
$7.51B
$10K ﹤0.01%
178
– –
HAE icon
888
Haemonetics
HAE
$3.93B
$10K ﹤0.01%
92
-15
-14% -$1.55K
IFF icon
889
International Flavors & Fragrances
IFF
$21.6B
$10K ﹤0.01%
73
+27
+59% +$3.55K
IMMR icon
890
Immersion
IMMR
$255M
$10K ﹤0.01%
1,000
– –
ITUB icon
891
Itaú Unibanco
ITUB
$87.4B
$10K ﹤0.01%
1,919
– –
LVS icon
892
Las Vegas Sands
LVS
$29.5B
$10K ﹤0.01%
183
-5
-3% -$336
MNST icon
893
Monster Beverage
MNST
$89.7B
$10K ﹤0.01%
360
– –
MUX icon
894
McEwen Inc
MUX
$1.18B
$10K ﹤0.01%
520
– –
NWS icon
895
News Corp Class B
NWS
$17.5B
$10K ﹤0.01%
775
– –
PEY icon
896
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$10K ﹤0.01%
610
– –
SCZ icon
897
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$10K ﹤0.01%
165
– –
VPL icon
898
Vanguard FTSE Pacific ETF
VPL
$8.38B
$10K ﹤0.01%
153
– –
JBTM
899
JBT Marel
JBTM
$6.26B
$10K ﹤0.01%
92
– –
RSX
900
DELISTED
VanEck Russia ETF
RSX
$10K ﹤0.01%
500
– –
34 35
36
37 38

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6M
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.