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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
876
BlackRock Enhanced International Dividend Trust
BGY
$533M
$8K ﹤0.01%
1,399
– –
BHF icon
877
Brighthouse Financial
BHF
$3.46B
$8K ﹤0.01%
171
-3
-2% -$173
CHH icon
878
Choice Hotels
CHH
$4.62B
$8K ﹤0.01%
100
– –
CQP icon
879
Cheniere Energy
CQP
$32.6B
$8K ﹤0.01%
308
– –
CSQ icon
880
Calamos Strategic Total Return Fund
CSQ
$3.37B
$8K ﹤0.01%
733
– –
EQNR icon
881
Equinor
EQNR
$97.4B
$8K ﹤0.01%
369
– –
FAX
882
abrdn Asia-Pacific Income Fund
FAX
$604M
$8K ﹤0.01%
289
– –
FLC
883
Flaherty & Crumrine Total Return Fund
FLC
$175M
$8K ﹤0.01%
+450
New +$9.13K
FNF icon
884
Fidelity National Financial
FNF
$12.9B
$8K ﹤0.01%
228
– –
IT icon
885
Gartner
IT
$12.2B
$8K ﹤0.01%
76
+16
+27% +$2K
ITA icon
886
iShares US Aerospace & Defense ETF
ITA
$15B
$8K ﹤0.01%
84
– –
IXC icon
887
iShares Global Energy ETF
IXC
$2.72B
$8K ﹤0.01%
250
– –
MCR
888
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
MGEE icon
889
MGE Energy Inc
MGEE
$3.04B
$8K ﹤0.01%
150
– –
MIDD icon
890
Middleby
MIDD
$5.89B
$8K ﹤0.01%
66
– –
MRC
891
DELISTED
MRC Global
MRC
$8K ﹤0.01%
500
– –
PAA icon
892
Plains All American Pipeline
PAA
$16.4B
$8K ﹤0.01%
399
– –
PBI icon
893
Pitney Bowes
PBI
$2.33B
$8K ﹤0.01%
813
-500
-38% -$6.19K
QCLN icon
894
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$8K ﹤0.01%
440
– –
SNY icon
895
Sanofi
SNY
$104B
$8K ﹤0.01%
200
-584
-74% -$24.3K
STWD icon
896
Starwood Property Trust
STWD
$6.16B
$8K ﹤0.01%
383
– –
TYL icon
897
Tyler Technologies
TYL
$13B
$8K ﹤0.01%
40
– –
VLUE icon
898
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$8K ﹤0.01%
107
– –
VRSN icon
899
VeriSign
VRSN
$26.5B
$8K ﹤0.01%
69
-9
-12% -$1.04K
WSO icon
900
Watsco Inc
WSO
$13.5B
$8K ﹤0.01%
45
– –
34 35
36
37 38

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.