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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
876
Western Midstream Partners
WES
$19.3B
$8K ﹤0.01%
199
– –
WPP icon
877
WPP
WPP
$5.94B
$8K ﹤0.01%
89
-50
-36% -$4.9K
FLOW
878
DELISTED
SPX FLOW, Inc.
FLOW
$8K ﹤0.01%
208
– –
LVNTA
879
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$8K ﹤0.01%
142
– –
PRMW
880
DELISTED
Primo Water Corporation
PRMW
$8K ﹤0.01%
800
– –
ABEV icon
881
Ambev
ABEV
$46.4B
$7K ﹤0.01%
1,106
-298
-21% -$1.85K
AGI icon
882
Alamos Gold
AGI
$13.9B
$7K ﹤0.01%
+1,100
New +$8.1K
BBN icon
883
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$7K ﹤0.01%
300
– –
BCX icon
884
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$7K ﹤0.01%
836
– –
BKT icon
885
BlackRock Income Trust
BKT
$341M
$7K ﹤0.01%
+426
New +$8.07K
CX icon
886
Cemex
CX
$16.3B
$7K ﹤0.01%
869
– –
DORM icon
887
Dorman Products
DORM
$4.18B
$7K ﹤0.01%
96
– –
DXCM icon
888
DexCom
DXCM
$32B
$7K ﹤0.01%
624
– –
ENOV icon
889
Enovis
ENOV
$1.53B
$7K ﹤0.01%
107
-16
-13% -$1.11K
EQNR icon
890
Equinor
EQNR
$92.4B
$7K ﹤0.01%
369
– –
EXG icon
891
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$7K ﹤0.01%
745
+250
+51% +$2.31K
EXLS icon
892
EXL Service
EXLS
$5.29B
$7K ﹤0.01%
600
– –
FLR icon
893
Fluor
FLR
$7.96B
$7K ﹤0.01%
178
– –
FLS icon
894
Flowserve
FLS
$10.2B
$7K ﹤0.01%
165
– –
FNF icon
895
Fidelity National Financial
FNF
$13.5B
$7K ﹤0.01%
315
– –
HDB icon
896
HDFC Bank
HDB
$121B
$7K ﹤0.01%
304
– –
HIG icon
897
Hartford Financial Services
HIG
$39.3B
$7K ﹤0.01%
141
-400
-74% -$21.8K
HPE icon
898
Hewlett Packard
HPE
$70.5B
$7K ﹤0.01%
490
-1,048
-68% -$14.3K
IFF icon
899
International Flavors & Fragrances
IFF
$21.9B
$7K ﹤0.01%
48
– –
ITA icon
900
iShares US Aerospace & Defense ETF
ITA
$14.7B
$7K ﹤0.01%
84
– –
34 35
36
37 38

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.