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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNC
876
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$9K ﹤0.01%
727
-470
-39% -$6.08K
ISCA
877
DELISTED
International Speedway Corp
ISCA
$9K ﹤0.01%
260
– –
GM.WS.B
878
DELISTED
General Motors Company
GM.WS.B
$9K ﹤0.01%
560
– –
AFSI
879
DELISTED
AmTrust Financial Services, Inc.
AFSI
$9K ﹤0.01%
507
– –
CAA
880
DELISTED
CalAtlantic Group, Inc.
CAA
$9K ﹤0.01%
250
– –
PSXP
881
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$9K ﹤0.01%
178
– –
AAL icon
882
American Airlines Group
AAL
$10.6B
$8K ﹤0.01%
196
– –
BGY icon
883
BlackRock Enhanced International Dividend Trust
BGY
$529M
$8K ﹤0.01%
1,399
– –
BR icon
884
Broadridge
BR
$19B
$8K ﹤0.01%
125
– –
DORM icon
885
Dorman Products
DORM
$4.18B
$8K ﹤0.01%
106
– –
ESS icon
886
Essex Property Trust
ESS
$18.5B
$8K ﹤0.01%
38
– –
FAX
887
abrdn Asia-Pacific Income Fund
FAX
$600M
$8K ﹤0.01%
+289
New +$8.4K
FLR icon
888
Fluor
FLR
$7.96B
$8K ﹤0.01%
158
– –
IVZ icon
889
Invesco
IVZ
$13.9B
$8K ﹤0.01%
279
– –
MNST icon
890
Monster Beverage
MNST
$88.4B
$8K ﹤0.01%
360
– –
NEOG icon
891
Neogen
NEOG
$2.5B
$8K ﹤0.01%
349
-14
-4% -$343
PHG icon
892
Philips
PHG
$26.1B
$8K ﹤0.01%
+339
New +$7.61K
PRLB icon
893
Protolabs
PRLB
$2.13B
$8K ﹤0.01%
157
– –
SPR
894
DELISTED
Spirit AeroSystems
SPR
$8K ﹤0.01%
150
– –
STWD icon
895
Starwood Property Trust
STWD
$6.09B
$8K ﹤0.01%
383
– –
UA icon
896
Under Armour Class C
UA
$2.53B
$8K ﹤0.01%
480
– –
UNIT
897
Uniti Group
UNIT
$2.32B
$8K ﹤0.01%
312
-8
-3% -$213
VRNT
898
DELISTED
Verint Systems
VRNT
$8K ﹤0.01%
373
– –
VRSN icon
899
VeriSign
VRSN
$26.6B
$8K ﹤0.01%
94
– –
FLG
900
Flagstar Bank National Association
FLG
$5.82B
$8K ﹤0.01%
193
+167
+642% +$7.53K
34 35
36
37 38

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.