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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHH icon
876
Howard Hughes
HHH
$4.03B
$7K ﹤0.01%
71
+5
+8% +$530
HRB icon
877
H&R Block
HRB
$5.86B
$7K ﹤0.01%
318
– –
KMPR icon
878
Kemper
KMPR
$1.68B
$7K ﹤0.01%
180
– –
MMS icon
879
Maximus
MMS
$3.1B
$7K ﹤0.01%
129
– –
MNST icon
880
Monster Beverage
MNST
$88.5B
$7K ﹤0.01%
360
– –
PHM icon
881
Pultegroup
PHM
$25.3B
$7K ﹤0.01%
400
– –
PPL
882
PPL Corp
PPL
$26.7B
$7K ﹤0.01%
230
+101
+78% +$3.39K
SAN icon
883
Banco Santander
SAN
$210B
$7K ﹤0.01%
1,437
+17
+1% +$77
VB icon
884
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$7K ﹤0.01%
58
-476
-89% -$59.1K
VRSN icon
885
VeriSign
VRSN
$26.6B
$7K ﹤0.01%
94
– –
WYNN icon
886
Wynn Resorts
WYNN
$10.6B
$7K ﹤0.01%
82
– –
XRX icon
887
Xerox
XRX
$425M
$7K ﹤0.01%
326
– –
JBTM
888
JBT Marel
JBTM
$6.39B
$7K ﹤0.01%
92
– –
SRCL
889
DELISTED
Stericycle Inc
SRCL
$7K ﹤0.01%
97
– –
MGU
890
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7K ﹤0.01%
366
-200
-35% -$3.99K
WRI
891
DELISTED
Weingarten Realty Investors
WRI
$7K ﹤0.01%
+200
New +$7.18K
WAIR
892
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$7K ﹤0.01%
500
– –
ZOES
893
DELISTED
Zoe's Kitchen, Inc.
ZOES
$7K ﹤0.01%
300
– –
HAR
894
DELISTED
Harman International Industries
HAR
$7K ﹤0.01%
71
– –
BCX icon
895
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$6K ﹤0.01%
836
– –
EXLS icon
896
EXL Service
EXLS
$5.29B
$6K ﹤0.01%
+675
New +$6.46K
HSTM icon
897
HealthStream
HSTM
$840M
$6K ﹤0.01%
+241
New +$6.21K
IBN icon
898
ICICI Bank
IBN
$108B
$6K ﹤0.01%
+1,010
New +$7.2K
IDLV icon
899
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$6K ﹤0.01%
215
+2
+0.9% +$58
IFF icon
900
International Flavors & Fragrances
IFF
$21.9B
$6K ﹤0.01%
53
– –
34 35
36
37 38

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6M
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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.