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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
876
Royce Value Trust
RVT
$2.3B
$5K ﹤0.01%
476
– –
VRTX icon
877
Vertex Pharmaceuticals
VRTX
$126B
$5K ﹤0.01%
46
– –
VTOL icon
878
Bristow Group
VTOL
$1.36B
$5K ﹤0.01%
+253
New +$6.55K
WBD icon
879
Warner Bros
WBD
$67.1B
$5K ﹤0.01%
203
+138
+212% +$3.98K
WOLF icon
880
Wolfspeed
WOLF
$1.71B
$5K ﹤0.01%
219
+98
+81% +$2.53K
WYNN icon
881
Wynn Resorts
WYNN
$10.6B
$5K ﹤0.01%
82
– –
LTRPA
882
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$5K ﹤0.01%
178
+2
+1% +$59
CS
883
DELISTED
Credit Suisse Group
CS
$5K ﹤0.01%
+249
New +$5.81K
MIC
884
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
69
– –
WAIR
885
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$5K ﹤0.01%
500
– –
TRK
886
DELISTED
Speedway Motorsports, Inc.
TRK
$5K ﹤0.01%
265
– –
ZOES
887
DELISTED
Zoe's Kitchen, Inc.
ZOES
$5K ﹤0.01%
200
– –
FNGN
888
DELISTED
Financial Engines, Inc.
FNGN
$5K ﹤0.01%
155
– –
CVT
889
DELISTED
CVENT, INC.
CVT
$5K ﹤0.01%
156
– –
FLTX
890
DELISTED
Fleetmatics Group PLC
FLTX
$5K ﹤0.01%
+105
New +$5.83K
WR
891
DELISTED
Westar Energy Inc
WR
$5K ﹤0.01%
+118
New +$4.82K
AER icon
892
AerCap
AER
$23.8B
$4K ﹤0.01%
95
– –
AMCX icon
893
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
58
– –
BCE icon
894
BCE
BCE
$21.2B
$4K ﹤0.01%
+120
New +$5.06K
BRO icon
895
Brown & Brown
BRO
$23.9B
$4K ﹤0.01%
294
– –
CGNX icon
896
Cognex
CGNX
$11.3B
$4K ﹤0.01%
256
– –
DLR icon
897
Digital Realty Trust
DLR
$71.7B
$4K ﹤0.01%
57
– –
GCO icon
898
Genesco
GCO
$422M
$4K ﹤0.01%
75
– –
HACK icon
899
Amplify Cybersecurity ETF
HACK
$2.91B
$4K ﹤0.01%
181
– –
HES
900
DELISTED
Hess
HES
$4K ﹤0.01%
102
-22
-18% -$1.25K
34 35
36
37 38

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.