We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HACK icon
876
Amplify Cybersecurity ETF
HACK
$2.91B
$4K ﹤0.01%
181
– –
HIW icon
877
Highwoods Properties
HIW
$3.47B
$4K ﹤0.01%
100
– –
ICF icon
878
iShares Select U.S. REIT ETF
ICF
$2.11B
$4K ﹤0.01%
100
+20
+25% +$930
ITUB icon
879
Itaú Unibanco
ITUB
$87.5B
$4K ﹤0.01%
1,624
-1,714
-51% -$6.09K
IXN icon
880
iShares Global Tech ETF
IXN
$9.26B
$4K ﹤0.01%
300
– –
MTB icon
881
M&T Bank
MTB
$36.2B
$4K ﹤0.01%
41
+5
+14% +$625
PEG icon
882
Public Service Enterprise Group
PEG
$37.7B
$4K ﹤0.01%
+96
New +$3.92K
PRO
883
DELISTED
PROS Holdings
PRO
$4K ﹤0.01%
+210
New +$4.57K
RWK icon
884
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$4K ﹤0.01%
100
– –
SCHP icon
885
Schwab US TIPS ETF
SCHP
$16.2B
$4K ﹤0.01%
162
-168
-51% -$4.54K
SCZ icon
886
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$4K ﹤0.01%
87
+10
+13% +$499
SHM icon
887
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4K ﹤0.01%
91
– –
SNV
888
DELISTED
Synovus
SNV
$4K ﹤0.01%
145
– –
THQ
889
abrdn Healthcare Opportunities Fund
THQ
$796M
$4K ﹤0.01%
250
– –
TROW icon
890
T. Rowe Price
TROW
$24.3B
$4K ﹤0.01%
62
+28
+82% +$2.07K
UYG icon
891
ProShares Ultra Financials
UYG
$845M
$4K ﹤0.01%
180
– –
VCIT icon
892
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$4K ﹤0.01%
+47
New +$3.99K
VRNT
893
DELISTED
Verint Systems
VRNT
$4K ﹤0.01%
+206
New +$5.7K
CPAY icon
894
Corpay
CPAY
$25.7B
$4K ﹤0.01%
33
– –
CMBT
895
CMB.TECH NV
CMBT
$4.73B
$4K ﹤0.01%
+315
New +$4.57K
MFD
896
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$4K ﹤0.01%
338
– –
ERF
897
DELISTED
Enerplus Corporation
ERF
$4K ﹤0.01%
800
– –
ECHO
898
DELISTED
Echo Global Logistics, Inc.
ECHO
$4K ﹤0.01%
232
+32
+16% +$855
AIG.WS
899
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
173
-3
-2% -$81
NBL
900
DELISTED
Noble Energy, Inc.
NBL
$4K ﹤0.01%
128
– –
34 35
36
37 38

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.