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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
876
DELISTED
Nuance Communications, Inc.
NUAN
$1K ﹤0.01%
55
– –
MGLN
877
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
10
– –
RDC
878
DELISTED
Rowan Companies Plc
RDC
$1K ﹤0.01%
35
– –
EDGW
879
DELISTED
Edgewater Technology Inc
EDGW
$1K ﹤0.01%
100
– –
PHH
880
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
32
– –
FINL
881
DELISTED
Finish Line
FINL
$1K ﹤0.01%
25
– –
GXP
882
DELISTED
Great Plains Energy Incorporated
GXP
$1K ﹤0.01%
34
– –
TIME
883
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
+36
New +$843
HSNI
884
DELISTED
HSN, Inc.
HSNI
$1K ﹤0.01%
14
– –
PMC
885
DELISTED
PharMerica Corporation
PMC
$1K ﹤0.01%
27
– –
BRCD
886
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
PNRA
887
DELISTED
Panera Bread Co
PNRA
$1K ﹤0.01%
8
– –
COB
888
DELISTED
CommunityOne Bancorp
COB
$1K ﹤0.01%
114
– –
FEIC
889
DELISTED
FEI COMPANY
FEIC
$1K ﹤0.01%
14
– –
SMT
890
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$1K ﹤0.01%
20
– –
WPG
891
DELISTED
Washington Prime Group Inc.
WPG
$1K ﹤0.01%
+6
New +$1.04K
ACG
892
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1K ﹤0.01%
108
– –
CYT
893
DELISTED
CYTEC INDS INC
CYT
$1K ﹤0.01%
24
– –
HSP
894
DELISTED
HOSPIRA INC
HSP
$1K ﹤0.01%
20
– –
MWV
895
DELISTED
MEADWESTVACO CORP
MWV
$1K ﹤0.01%
29
– –
RSH
896
DELISTED
RADIOSHACK CORP
RSH
$1K ﹤0.01%
600
– –
TIBX
897
DELISTED
TIBCO SOFTWARE INC
TIBX
$1K ﹤0.01%
40
– –
ASCMA
898
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1K ﹤0.01%
10
– –
JRO
899
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1K ﹤0.01%
41
– –
DCM
900
DELISTED
NTT DOCOMO, Inc.
DCM
$1K ﹤0.01%
70
– –
34 35
36
37 38

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.