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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
876
DELISTED
Allergan plc
AGN
– –
-60
Closed -$8K
KOL
877
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-119
Closed -$22K
FRN
878
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-1,500
Closed -$25K
TFCF
879
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-3,100
Closed -$103K
EDGW
880
DELISTED
Edgewater Technology Inc
EDGW
$0 ﹤0.01%
100
– –
SVU
881
DELISTED
SUPERVALU Inc.
SVU
– –
-4
Closed –
PHH
882
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
32
– –
FCRE
883
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
0
– –
FINL
884
DELISTED
Finish Line
FINL
$0 ﹤0.01%
25
– –
GXP
885
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
34
– –
HSNI
886
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
14
+3
+27% +$170
PMC
887
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
13
-14
-52% -$254
JPM.PRD.CL
888
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-2,230
Closed -$47K
WBMD
889
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
UTEK
890
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
ELNK
891
DELISTED
EarthLink Holdings Corp.
ELNK
$0 ﹤0.01%
100
– –
IQNT
892
DELISTED
Inteliquent, Inc.
IQNT
– –
-30
Closed –
HNR
893
DELISTED
Harvest Natural Resources
HNR
– –
-125
Closed -$2K
FEIC
894
DELISTED
FEI COMPANY
FEIC
– –
-14
Closed -$1K
SMT
895
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
– –
-20
Closed –
FMER
896
DELISTED
FIRSTMERIT CORP
FMER
$0 ﹤0.01%
24
– –
NPD
897
DELISTED
CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM
NPD
– –
-2,000
Closed -$3K
RSE
898
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
+19
New +$405
TE
899
DELISTED
TECO ENERGY INC
TE
– –
-27
Closed –
ACG
900
DELISTED
AllianceBernstein Income Fund Inc
ACG
$0 ﹤0.01%
108
– –
34 35
36
37 38

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6M
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CCT
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.