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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPS icon
851
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$35K ﹤0.01%
1,125
– –
SNV
852
DELISTED
Synovus
SNV
$35K ﹤0.01%
+785
New +$32.9K
TOWN icon
853
Towne Bank
TOWN
$3.42B
$35K ﹤0.01%
1,179
-280
-19% -$7.78K
MDC
854
DELISTED
M.D.C. Holdings, Inc.
MDC
$35K ﹤0.01%
590
-1
-0.2% -$52
SAFM
855
DELISTED
Sanderson Farms Inc
SAFM
$35K ﹤0.01%
225
– –
SYKE
856
DELISTED
SYKES Enterprises Inc
SYKE
$35K ﹤0.01%
800
– –
DHS icon
857
WisdomTree US High Dividend Fund
DHS
$1.58B
$34K ﹤0.01%
450
– –
GVI icon
858
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$34K ﹤0.01%
300
– –
MGV icon
859
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$34K ﹤0.01%
362
– –
NTLA icon
860
Intellia Therapeutics
NTLA
$1.68B
$34K ﹤0.01%
+430
New +$28.9K
UJUN icon
861
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$34K ﹤0.01%
1,201
– –
WDAY icon
862
Workday
WDAY
$44.8B
$34K ﹤0.01%
139
-50
-26% -$12.4K
WPC icon
863
W.P. Carey
WPC
$15.9B
$34K ﹤0.01%
503
+95
+23% +$6.37K
AMLP icon
864
Alerian MLP ETF
AMLP
$13.3B
$33K ﹤0.01%
1,090
– –
ANET icon
865
Arista Networks
ANET
$250B
$33K ﹤0.01%
+1,760
New +$32.9K
APPN icon
866
Appian
APPN
$2.54B
$33K ﹤0.01%
+250
New +$44.2K
BBWI icon
867
Bath & Body Works
BBWI
$3.81B
$33K ﹤0.01%
669
+655
+4,679% +$27K
BIDU icon
868
Baidu
BIDU
$35.9B
$33K ﹤0.01%
155
-192
-55% -$50.1K
DKNG icon
869
DraftKings
DKNG
$12.6B
$33K ﹤0.01%
550
-532
-49% -$32K
EEM icon
870
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$33K ﹤0.01%
632
-794
-56% -$43.5K
HES
871
DELISTED
Hess
HES
$33K ﹤0.01%
469
+19
+4% +$1.22K
MTB icon
872
M&T Bank
MTB
$36.4B
$33K ﹤0.01%
223
+39
+21% +$5.75K
RCL icon
873
Royal Caribbean
RCL
$82.1B
$33K ﹤0.01%
394
+256
+186% +$20.3K
UNM icon
874
Unum
UNM
$14.2B
$33K ﹤0.01%
1,200
– –
WOLF icon
875
Wolfspeed
WOLF
$1.57B
$33K ﹤0.01%
314
– –
33 34
35
36 37

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.