We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
851
Advanced Micro Devices
AMD
$789B
$14K ﹤0.01%
322
-1,036
-76% -$49.9K
AMED
852
DELISTED
Amedisys
AMED
$14K ﹤0.01%
80
– –
AMG icon
853
Affiliated Managers Group
AMG
$9.7B
$14K ﹤0.01%
249
– –
AYI icon
854
Acuity Brands
AYI
$10.8B
$14K ﹤0.01%
169
– –
ETV
855
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$14K ﹤0.01%
1,175
-332
-22% -$4.62K
FCN icon
856
FTI Consulting
FCN
$4.24B
$14K ﹤0.01%
125
-486
-80% -$57.2K
IDLV icon
857
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$14K ﹤0.01%
570
+7
+1% +$222
IIPR icon
858
Innovative Industrial Properties
IIPR
$1.67B
$14K ﹤0.01%
197
– –
NTRS icon
859
Northern Trust
NTRS
$34.8B
$14K ﹤0.01%
188
– –
NWS icon
860
News Corp Class B
NWS
$17.8B
$14K ﹤0.01%
1,653
– –
PCN
861
PIMCO Corporate & Income Strategy Fund
PCN
$883M
$14K ﹤0.01%
1,080
– –
RELX icon
862
RELX
RELX
$60.4B
$14K ﹤0.01%
657
– –
TCRT icon
863
Alaunos Therapeutics
TCRT
$4.86M
$14K ﹤0.01%
40
– –
TTWO icon
864
Take-Two Interactive
TTWO
$45.2B
$14K ﹤0.01%
124
– –
TVTX icon
865
Travere Therapeutics
TVTX
$5.79B
$14K ﹤0.01%
1,000
– –
WAT icon
866
Waters Corp
WAT
$40.6B
$14K ﹤0.01%
80
-6
-7% -$1.27K
CSF
867
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$14K ﹤0.01%
462
– –
AXTA icon
868
Axalta
AXTA
$7.93B
$13K ﹤0.01%
775
-12
-2% -$307
CHRD icon
869
Chord Energy
CHRD
$7.35B
$13K ﹤0.01%
37,212
+12,326
+50% +$22.6K
CZA icon
870
Invesco Zacks Mid-Cap ETF
CZA
$193M
$13K ﹤0.01%
+264
New +$18.5K
DEM icon
871
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$13K ﹤0.01%
406
-100
-20% -$4.05K
EWL icon
872
iShares MSCI Switzerland ETF
EWL
$2.22B
$13K ﹤0.01%
395
– –
GLOB icon
873
Globant
GLOB
$1.77B
$13K ﹤0.01%
150
-1
-0.7% -$112
HAS icon
874
Hasbro
HAS
$13.6B
$13K ﹤0.01%
183
– –
ING icon
875
ING
ING
$102B
$13K ﹤0.01%
2,692
– –
33 34
35
36 37

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.