We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROL icon
851
Rollins
ROL
$18B
$14K ﹤0.01%
536
– –
RVT icon
852
Royce Value Trust
RVT
$2.29B
$14K ﹤0.01%
1,041
+10
+1% +$136
SLAB icon
853
Silicon Laboratories
SLAB
$7.2B
$14K ﹤0.01%
175
– –
SWK icon
854
Stanley Black & Decker
SWK
$15.5B
$14K ﹤0.01%
104
-31
-23% -$4.04K
TECH icon
855
Bio-Techne
TECH
$11.2B
$14K ﹤0.01%
300
– –
UTF icon
856
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$14K ﹤0.01%
605
+8
+1% +$184
AKTS
857
DELISTED
Akoustis Technologies Inc
AKTS
$14K ﹤0.01%
2,410
– –
CTR
858
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$14K ﹤0.01%
+300
New +$14.2K
MLPI
859
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$14K ﹤0.01%
630
– –
TSS
860
DELISTED
Total System Services, Inc.
TSS
$14K ﹤0.01%
150
– –
BBVA icon
861
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$13K ﹤0.01%
2,316
– –
DBAW icon
862
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$13K ﹤0.01%
498
-4,510
-90% -$118K
DBEU icon
863
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$13K ﹤0.01%
486
– –
DELL icon
864
Dell
DELL
$302B
$13K ﹤0.01%
+462
New +$12.2K
EMO
865
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$13K ﹤0.01%
+277
New +$13K
ETSY icon
866
Etsy
ETSY
$7.51B
$13K ﹤0.01%
200
– –
FINX icon
867
Global X FinTech ETF
FINX
$165M
$13K ﹤0.01%
497
– –
GWRE icon
868
Guidewire Software
GWRE
$14.5B
$13K ﹤0.01%
138
+5
+4% +$447
HBAN icon
869
Huntington Bancshares
HBAN
$35.4B
$13K ﹤0.01%
1,045
– –
KKR icon
870
KKR & Co
KKR
$93.3B
$13K ﹤0.01%
557
+32
+6% +$729
KMPR icon
871
Kemper
KMPR
$1.55B
$13K ﹤0.01%
180
– –
KT icon
872
KT
KT
$8.71B
$13K ﹤0.01%
+1,104
New +$15K
NDAQ icon
873
Nasdaq
NDAQ
$53.7B
$13K ﹤0.01%
450
– –
PARA
874
DELISTED
Paramount Global Class B
PARA
$13K ﹤0.01%
285
-53
-16% -$2.58K
RWO icon
875
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$13K ﹤0.01%
274
-376
-58% -$18.1K
33 34
35
36 37

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.