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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUH
851
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$10K ﹤0.01%
775
– –
BSJK
852
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
445
– –
CBM
853
DELISTED
Cambrex Corporation
CBM
$10K ﹤0.01%
+200
New +$10.7K
BSCI
854
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$10K ﹤0.01%
520
– –
GGP
855
DELISTED
GGP Inc.
GGP
$10K ﹤0.01%
517
– –
BSCK
856
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$10K ﹤0.01%
515
– –
AMX icon
857
America Movil
AMX
$71.7B
$9K ﹤0.01%
500
– –
CNP icon
858
CenterPoint Energy
CNP
$26.4B
$9K ﹤0.01%
347
– –
DEM icon
859
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$9K ﹤0.01%
200
– –
ESS icon
860
Essex Property Trust
ESS
$18.2B
$9K ﹤0.01%
38
– –
EWC icon
861
iShares MSCI Canada ETF
EWC
$6.48B
$9K ﹤0.01%
354
+77
+28% +$2.21K
GDDY icon
862
GoDaddy
GDDY
$11.6B
$9K ﹤0.01%
159
– –
JHI
863
John Hancock Investors Trust
JHI
$117M
$9K ﹤0.01%
576
+10
+2% +$172
JWN
864
DELISTED
Nordstrom
JWN
$9K ﹤0.01%
+200
New +$9.95K
MINT icon
865
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$9K ﹤0.01%
98
– –
TEVA icon
866
Teva Pharmaceuticals
TEVA
$42.1B
$9K ﹤0.01%
540
– –
USFD icon
867
US Foods
USFD
$23.9B
$9K ﹤0.01%
+300
New +$9.8K
WCC
868
WESCO International
WCC
$17.9B
$9K ﹤0.01%
150
– –
WOLF icon
869
Wolfspeed
WOLF
$1.52B
$9K ﹤0.01%
248
– –
PAMT
870
PAMT Corp
PAMT
$287M
$9K ﹤0.01%
1,000
– –
ABB
871
DELISTED
ABB Ltd
ABB
$9K ﹤0.01%
404
+65
+19% +$1.67K
VIAB
872
DELISTED
Viacom Inc. Class B
VIAB
$9K ﹤0.01%
312
+40
+15% +$1.29K
USG
873
DELISTED
Usg
USG
$9K ﹤0.01%
240
-77
-24% -$2.79K
ABEV icon
874
Ambev
ABEV
$45.4B
$8K ﹤0.01%
1,106
– –
ASM
875
Avino Silver & Gold Mines
ASM
$1.28B
$8K ﹤0.01%
5,800
– –
33 34
35
36 37

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.